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ADV Partners

ADV Partners is a Hong Kong-based firm licensed for dealing in and advising on securities, operating as a boutique broker-dealer and investment advisory business. The firm likely focuses on secondary market securities transactions and investment recommendations for institutional and high-net-worth clients in Asian markets. ADV Partners may specialise in special situations, private placements, or cross-border transactions given its advisory orientation. Its lean structure suggests a niche, relationship-driven business model.

9
Total licensed
5
Currently active
1
Arrivals tracked
1
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2
🌐GR
1
🇯🇵Japan
1
🇺🇸United States
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
CHEN Feng 陳鋒
DealingAdvising
BYH9862026-08-12
KWAN Hip Ning 關協寧
DealingAdvising
AWW2542024-08-01
MALLIRIS Panayotis John
DealingAdvising
ADY5562021-11-12
LANDES Bradley Dean
DealingAdvising
ACI7122020-02-18
SHU Kenichi 朱健一
DealingAdvising
AEN5232020-02-18