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Broker-DealerActive

Brocade River Merchants Capital Limited

錦沄商匯資本有限公司

13
Total licensed
6
Currently active
11
Arrivals tracked
7
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 11

Source firms · arrivals 2003–present

1Changjiang Securities1
2China Merchants Securities1
3C.P. Financial Management1
4C.P. Securities International Limited1
5FE Securities1
6Morgan Stanley1
7QMIS Asset Management1
8QMIS Securities Limited1

Where talent goes

Destination firms · departures 2003–present

1Akron Corporate Finance Limited1
2Capital Management Limited1
3China Merchants Bank1
4GF Securities1
5Karl Thomson Financial Advisory Limited1
6LQ Pacific Partners1
7Pulun International Asset Management1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name ↕CE# ↕Joined ↓
CHAU Thomas 周震宇
DealingAdvisingAsset Mgmt
AWB7832024-02-28
CHEN Rong 陳荣
DealingAdvisingAsset Mgmt
BUI8632024-02-05
LAM Man Fong, Virginia 林文芳
DealingAdvisingAsset Mgmt
ANE7382019-02-13

Top competitors by talent overlap

1Yellow River Global Capital Limited5.42Nine Rivers Capital Partners Limited5.43BLVSIN Capital5.34Victoria Harbour International Financial Holdings Limited5.35Bridgeway Prime Shop Fund Management Limited5.36China Merchants Asset Management5.27China United Merchants Asset Management5.18Lighthouse Capital5.19BIL Wealth Management Limited5.110Constance Capital Limited5.1