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Capital 9

第九資本有限公司

Capital 9 is a Hong Kong-based corporate finance advisory firm licensed by the SFC for advising on corporate finance. The firm specialises in providing strategic advisory services related to capital markets transactions, including mergers and acquisitions, IPOs, takeovers, and restructurings. Its client base primarily consists of corporate issuers, private companies, and entrepreneurs seeking to access Hong Kong or regional capital markets. As a dedicated corporate finance advisor, it focuses on transaction origination and execution rather than brokerage or asset management.

5
Total licensed
3
Currently active
4
Arrivals tracked
0
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

No data

Regulated activities

RA6 · Advising on Corporate Finance

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name CE# Joined
CHAN Man Yee 陳敏儀
Corp Finance
AFG7842020-09-07
CHAN Shuk Mei 陳淑媚
Corp Finance
BEA0662020-07-30
CHU Tat Hoi 朱達凱
Corp Finance
ADP0692020-07-16