SSFC Flows
← All firms
Broker-DealerActive

Innovation Securities Co., Limited

鼎新證券有限公司

Innovation Securities Co., Limited is a Hong Kong-based securities brokerage firm licensed for dealing in securities. The firm provides equity trading and execution services, likely targeting retail and small institutional investors trading Hong Kong and Chinese-listed equities. Its business model centres on brokerage commissions from securities transactions. The firm is a modest-sized local broker serving a primarily retail-oriented client base.

15
Total licensed
5
Currently active
14
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in Securities

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
2
🇻🇳Vietnam
1

People

Active SFC licences
Name CE# Joined
TRINH Nicholas Hung 鄭雄評
Dealing
ACL2312023-06-02
CHAN Wai Chung 陳慧聰
Dealing
ANZ6252021-04-12
KUANG Tao 匡濤
Dealing
AWL7762019-02-18
LAU Sik Kwong, Abbott 劉錫光
Dealing
AAC9632016-04-14
KUANG Xia 匡霞
Dealing
AML2392016-02-16