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LIS Investment Services Limited

德悅投資服務有限公司

LIS Investment Services Limited is a small Hong Kong advisory firm licensed solely to advise on securities. The firm provides investment advice and research to its clients rather than executing trades directly, relying on third-party brokers for order execution. Its client base likely consists of individual investors or small institutions seeking independent securities recommendations. The firm operates on a boutique scale with a lean structure focused on advisory rather than transactional services.

18
Total licensed
3
Currently active
12
Arrivals tracked
1
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name CE# Joined
CHUNG Hon Lam 鍾漢林
Advising
ANQ0532014-07-21
LAU Lee Kwan 劉利君
Advising
AGQ1642009-06-04
SAN TO Hok Kwan 申屠學軍
Advising
AID4932008-01-09