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Broker-DealerActive

Oreana Financial Services Limited

澳利亞金融服務有限公司

58
Total licensed
16
Currently active
27
Arrivals tracked
23
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
6
🇬🇧United Kingdom
4
🇮🇩Indonesia
1

People

Active SFC licences
Name CE# Joined
POOLE Ettia Mai Yee
DealingAdvisingAsset Mgmt
BUK2852024-01-03
RANKIN David Alistair
DealingAdvisingAsset Mgmt
BRY9832023-12-04
CHONG Moon Biu, William 莊滿標
DealingAdvisingAsset Mgmt
AGA2492021-01-11
SAVAGE Florence Lucy
DealingAdvisingAsset Mgmt
BQC3842020-09-23
MUDIGDO Andre Prasetya
DealingAdvisingAsset Mgmt
BPK0242020-02-20
LIU Louise 劉庭均
DealingAdvisingAsset Mgmt
BPE5042019-12-02
JONES Matthew Richard
DealingAdvisingAsset Mgmt
BLP1332018-01-03
NG Wai Yan 吳惠茵
DealingAdvisingAsset Mgmt
AIB8942017-05-25
YIU Suk Fan, Monica 姚淑芬
DealingAdvisingAsset Mgmt
AIR5962017-05-05
MOORE Luke Peter
DealingAdvisingAsset Mgmt
BDK8552014-07-16
CHANG Ngar Mui, Shirley 張雅梅
DealingAdvisingAsset Mgmt
ABH0132003-04-01