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Pollock Asset Management

普樂資本有限公司

Pollock Asset Management is a boutique Hong Kong-based asset management firm licensed for dealing in securities, advising on securities, and asset management. The firm primarily focuses on managing investment portfolios and providing securities advisory services, generating revenue through management and advisory fees. Its client base likely consists of high-net-worth individuals and select institutional investors. The firm operates as a relatively small, specialist manager with a focused investment mandate.

22
Total licensed
8
Currently active
15
Arrivals tracked
5
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
6
🇫🇷France
1
🇹🇼Taiwan
1

People

Active SFC licences
Name CE# Joined
POTIE Thibault Dany Michel
Asset Mgmt
BCQ4982026-04-30
TSAI Yuen Ning 蔡婉寧
DealingAdvisingAsset Mgmt
ATX7802026-02-25
TSE Lai Wai 謝禮緯
DealingAdvisingAsset Mgmt
AIZ7092025-07-10
CHAN Yiu Nam 陳耀楠
Asset Mgmt
BVU1762025-01-14
CHING Tsz Hei 程梓羲
DealingAdvisingAsset Mgmt
BTL1532023-02-10
LEUNG Sin Yeng, Winnie 梁善盈
DealingAdvisingAsset Mgmt
AYR0722021-03-24
LEE Derek Ho Yin 李浩然
DealingAdvisingAsset Mgmt
AOR5732019-09-06
LI Pui Wai, Crystal 李沛慧
DealingAdvisingAsset Mgmt
BJW0882019-01-25