SSFC Flows
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Broker-DealerActive

SLTM (HK) Limited

11
Total licensed
8
Currently active
2
Arrivals tracked
1
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
5

People

Active SFC licences
Name CE# Joined
DENG Kuangfu 邓匡甫
DealingAdvising
BUD0202023-09-25
GUANG Yu 光宇
DealingAdvising
BSY2032022-09-20
TAO Xiangrui 陶祥瑞
DealingAdvising
BOP4012021-12-24
LI Yingqi 李穎琦
DealingAdvising
AOS1262021-06-01
HAO Kenneth Yeh-Kang
DealingAdvising
BQQ0692021-06-01