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SLTM (HK) Limited

SLTM (HK) Limited is a Hong Kong-based broker-dealer licensed by the SFC for dealing in securities and advising on securities. The firm's activities likely include securities brokerage and investment advisory services, generating revenue from commissions and advisory fees. Its client base is likely institutional or professional investors active in Hong Kong and regional equity markets. The firm appears to be a mid-sized independent brokerage operating within a focused market niche.

12
Total licensed
6
Currently active
2
Arrivals tracked
1
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
6

People

Active SFC licences
Name CE# Joined
XIAO Hantong Tony 肖瀚同
DealingAdvising
BRY4282024-11-26
DENG Kuangfu 邓匡甫
DealingAdvising
BUD0202023-09-25
GUANG Yu 光宇
DealingAdvising
BSY2032022-09-20
TAO Xiangrui 陶祥瑞
DealingAdvising
BOP4012021-12-24
LI Yingqi 李穎琦
DealingAdvising
AOS1262021-06-01
HAO Kenneth Yeh-Kang
DealingAdvising
BQQ0692021-06-01