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Asset ManagerInactive

Wachovia

Wachovia was one of the largest US banking and financial services groups prior to its collapse during the 2008 global financial crisis. In Hong Kong, it held SFC licences for advising on securities and asset management, supporting its Asia-Pacific institutional and corporate banking operations. Wachovia was acquired by Wells Fargo in 2008 following severe losses from mortgage-related assets, leading to the wind-down of its independent brand and operations globally. Its Hong Kong entity is now inactive, reflecting the broader dissolution of the Wachovia brand.

7
Total licensed
0
Currently active
1
Arrivals tracked
2
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA4 · Advising on SecuritiesRA9 · Asset Management

People

Active SFC licences

No data available