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Wall Street Global Asia

Wall Street Global Asia is a small Hong Kong-based advisory firm previously licensed for advising on securities, with no currently active licensed persons suggesting it has ceased operations. The firm likely provided securities investment advisory services to retail or high-net-worth clients, possibly with a focus on cross-border investment between Asia and Western markets as suggested by its name. Revenue would have been generated through advisory fees or commission-based arrangements. The firm appears to have been a small boutique that has since wound down its regulated activities.

5
Total licensed
0
Currently active
3
Arrivals tracked
2
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA4 · Advising on Securities

People

Active SFC licences

No data available