SSFC Flows
← All firms
Broker-DealerActive

AMTD

10
Total licensed
5
Currently active
8
Arrivals tracked
2
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4

People

Active SFC licences
Name CE# Joined
LAU Ka Yip 柳家業
DealingAdvising
ACJ0042025-12-19
FU Chi Pui, Felix 符致培
DealingAdvising
ANU3852025-10-22
LEE Pui Lam 李珮琳
DealingAdvisingAsset Mgmt
APK6302019-04-16
CHAN Yan Lung 陳寅龍
DealingAdvisingAsset Mgmt
AUX2202017-04-28