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Dragon Investment Advisory Company Limited

雲龍資本投資顧問有限公司

Dragon Investment Advisory Company Limited is a small, full-service Hong Kong investment firm licensed for dealing in securities, advising on securities, and asset management. The firm provides a comprehensive suite of investment services, including portfolio management and securities advisory, likely targeting high-net-worth individuals and family offices in the region. Its broad licensing reflects an integrated investment advisory model catering to private clients. The firm continues to maintain a small number of active licensed persons.

6
Total licensed
2
Currently active
3
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2

People

Active SFC licences
Name CE# Joined
CHEN Danhua 陳丹華
DealingAdvisingAsset Mgmt
AFG4482022-09-15
ZHAI Jun 翟隽
DealingAdvisingAsset Mgmt
AEW1182016-09-27