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Lion Global Financial Limited

獅瀚環球金融有限公司

Lion Global Financial Limited is a small Hong Kong-based securities firm licensed to deal in and advise on securities and to provide asset management services. With very few active licensed persons, the firm appears to operate as a boutique investment manager or financial advisory business, likely serving a niche client base of high-net-worth individuals or small institutional investors. Its licence profile suggests a focus on discretionary or advisory portfolio management rather than high-volume securities brokerage. The firm is distinct from LionGlobal Investors, the Singapore-based asset manager, and appears to be an independent Hong Kong-centric operation.

350
Total licensed
5
Currently active
160
Arrivals tracked
160
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
ZHENG Ying 鄭穎
DealingAdvising
BVJ9222025-10-02
XIANG XINYI 項昕儀
DealingAdvisingAsset Mgmt
BVD4712024-07-12
ZHOU Haigen 周海根
DealingAdvisingAsset Mgmt
BKB3952024-06-13
LO Ming Chin 盧洺芊
DealingAdvising
BOG8512019-04-11
CHAN Kit Tak 陳傑德
DealingAdvisingAsset Mgmt
AOY4882018-08-15