SSFC Flows
← All firms
OtherActive

Rostrum Grand

Rostrum Grand is a small Hong Kong-based financial firm holding SFC licences for dealing in securities, advising on securities, and asset management. The firm provides securities brokerage, investment advisory, and discretionary asset management services, likely to a client base of high-net-worth individuals and small institutions. Its broad licence coverage within a compact operation suggests it functions as a full-service boutique investment house. The firm likely focuses on Asian equity markets and offers personalised investment solutions to its clients.

9
Total licensed
6
Currently active
6
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇮🇳India
4
🇬🇧United Kingdom
1
🇺🇸United States
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
HIVAREKAR Abhijeet 吳艾彼傑
DealingAdvisingAsset Mgmt
AZD5322026-08-27
SHEFFORD Blake Anthony
DealingAdvisingAsset Mgmt
BPJ8422026-08-11
KANGYA Dinesh
AdvisingAsset Mgmt
BEN3722022-07-18
PYTTLIK Patricia Anna
DealingAdvisingAsset Mgmt
BQW6852021-03-29
GUPTA Sankalp
DealingAdvisingAsset Mgmt
BCC8332017-12-12
RAJAN Sreejesh
DealingAdvising
BCO9742017-12-12