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Rostrum Grand

Rostrum Grand is a small Hong Kong-based financial firm holding SFC licences for dealing in securities, advising on securities, and asset management. The firm provides securities brokerage, investment advisory, and discretionary asset management services, likely to a client base of high-net-worth individuals and small institutions. Its broad licence coverage within a compact operation suggests it functions as a full-service boutique investment house. The firm likely focuses on Asian equity markets and offers personalised investment solutions to its clients.

7
Total licensed
5
Currently active
5
Arrivals tracked
2
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇮🇳India
3
🇬🇧United Kingdom
1
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
NGAN Joshua Ming Yin 顏銘然
Dealing
BUS4162025-10-10
KANGYA Dinesh
AdvisingAsset Mgmt
BEN3722022-07-18
PYTTLIK Patricia Anna
DealingAdvisingAsset Mgmt
BQW6852021-03-29
GUPTA Sankalp
DealingAdvisingAsset Mgmt
BCC8332017-12-12
- Sreejesh Rajan
DealingAdvising
BCO9742017-12-12