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Broker-DealerActive

Finex Hong Kong Limited

Finex Hong Kong Limited is a Hong Kong-based financial services firm licensed for dealing in securities, advising on securities, and asset management. The firm likely provides brokerage, investment advisory, and discretionary portfolio management services, targeting high-net-worth individuals and smaller institutional clients. Its business model appears to combine execution and advisory capabilities with asset management mandates. Finex operates as a boutique firm with a focused offering in the Hong Kong and regional Asian markets.

52
Total licensed
5
Currently active
27
Arrivals tracked
23
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
2
🇳🇵Nepal
1

People

Active SFC licences
Name CE# Joined
CHIN Hin Lik, Eric 陳顯歷
DealingAdvisingAsset Mgmt
AYE6442024-10-08
LAM Chi Lam 林智霖
DealingAdvisingAsset Mgmt
AYJ1142024-09-12
HAN Xinyao 韓馨瑤
Dealing
BUZ4752024-05-30
TANG Yanjun Scarlett 唐彦君
Dealing
BSC8712023-02-20
DHAKAL Soyena
Dealing
BSD6362022-02-09