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Dingxin Securities Limited

鼎鑫(證券)有限公司

Dingxin Securities Limited is a Hong Kong-based securities firm licensed for dealing in securities, advising on securities, and asset management. The firm provides brokerage execution, investment advisory services, and portfolio management, catering primarily to retail and high-net-worth investors with an interest in Hong Kong and China-listed equities. Revenue is derived from trading commissions, advisory fees, and asset management charges. It operates as a small independent firm with a likely focus on Chinese-speaking clientele and Greater China market exposure.

15
Total licensed
3
Currently active
14
Arrivals tracked
8
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
LI Wenchi 李文池
DealingAdvisingAsset Mgmt
BVI1052024-09-16
HUANG Kai 黃凱
DealingAdvisingAsset Mgmt
BGB4502023-02-24
TONG Wa Cheung 唐華翔
DealingAdvisingAsset Mgmt
BAK5372022-02-08