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Hong Tai Securities

洪泰證券有限公司

Hong Tai Securities is a small Hong Kong broker-dealer and asset manager licensed for dealing in securities, advising on securities, and asset management. The firm provides securities trading services and investment advisory alongside discretionary portfolio management for its clients. Its likely client base consists of retail and high-net-worth individual investors, potentially with a focus on Chinese or Hong Kong-listed equities. The firm appears to be a smaller, locally oriented brokerage with a complementary asset management capability.

14
Total licensed
5
Currently active
10
Arrivals tracked
6
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
4
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
SONG Nan 宋楠
Dealing
BUQ9412024-03-07
DAI Li 戴力
DealingAdvisingAsset Mgmt
BKA4282024-02-14
SHEN Yanjie 沈燕婕
DealingAdvisingAsset Mgmt
BNF2702018-10-15
GAO Wei 高薇
DealingAdvisingAsset Mgmt
BNH4592018-10-15
CHAN Ka Kit 陳家傑
DealingAdvisingAsset Mgmt
BAY0642017-08-04