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Hong Kong Securities

香港證券(國際)有限公司

Hong Kong Securities is a local broker-dealer and asset management firm offering securities dealing, investment advisory, and portfolio management services. The firm likely caters to retail and high-net-worth clients seeking equity trading and wealth management solutions in Hong Kong and Greater China markets. Its modest active headcount suggests it operates as a boutique firm rather than a large-scale brokerage. The firm generates revenue through brokerage commissions, advisory fees, and asset management mandates.

72
Total licensed
4
Currently active
43
Arrivals tracked
37
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
ZHANG Rongying 張荣穎
DealingAdvisingAsset Mgmt
BVZ3062026-02-11
WEN Haoen 温昊恩
DealingAdvisingAsset Mgmt
BXI2972026-01-07
CHAN Chung On 陳中安
DealingAdvisingAsset Mgmt
AAC8752025-08-05
ZHANG Dianquan 張殿權
DealingAdvisingAsset Mgmt
BSA2962025-08-05