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Planetree Securities Limited

梧桐證券有限公司

Planetree Securities Limited is a Hong Kong financial services firm holding a comprehensive set of SFC licences including securities dealing, advisory, corporate finance, automated trading services, and asset management. The automated trading services licence distinguishes it as a firm involved in electronic or algorithmic trading infrastructure, potentially offering direct market access or trading technology solutions. Its corporate finance licence suggests involvement in capital markets transactions for corporate clients. Planetree appears to be a technology-oriented boutique serving institutional clients and corporates.

79
Total licensed
10
Currently active
28
Arrivals tracked
45
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA3 · Leveraged FX TradingRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
9
🇬🇧United Kingdom
1

People

Active SFC licences
Name CE# Joined
LAI Tai Yan 黎大恩
DealingAuto Trading
BFI9372026-03-30
WONG Kin Chun, Gilbert 黃健俊
Dealing
AAI3032026-01-26
TSUI Chi Hin 徐子軒
DealingLeveraged FXAuto Trading
AGH7862026-01-16
CHAN Suk Chi 陳淑芝
Dealing
AEI8442025-08-19
YUEN Ying Ho 袁英豪
DealingLeveraged FXAuto Trading
ACK2662025-06-03
HALEK David Neil
DealingLeveraged FXAuto Trading
ACJ1792025-02-21
SAM Chi Yung 岑智勇
DealingLeveraged FXAuto Trading
APR8502024-07-12
LIU Hei Yuet Vanessa 廖希玥
DealingAuto Trading
BTR8802023-06-28
HUNG Siu Chun, Michael 洪小駿
DealingLeveraged FXAuto Trading
AGA5242022-12-20
TSE Hin Fu 謝顯富
Dealing
ABV6632022-09-28