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Corporate Brokers

協聯證券有限公司

Corporate Brokers is a Hong Kong-based multi-service financial firm holding a broad set of SFC licences covering securities dealing, corporate finance advisory, automated trading, and asset management. The firm likely generates revenue through brokerage commissions, corporate finance transaction fees, and fund management mandates, serving a mix of corporate and institutional clients. Its corporate finance licence suggests involvement in IPOs, placements, and M&A advisory for listed or listing companies in Hong Kong. The automated trading services licence indicates the firm also supports algorithmic or electronic trading infrastructure.

191
Total licensed
48
Currently active
79
Arrivals tracked
65
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
47
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
WONG Ching Shui 黃清穗
Dealing
AEM3462025-06-17
HUI Hung To 許鴻圖
Dealing
AQV6942025-06-11
YUEN Kin Wai 袁健偉
Dealing
AEA3652025-06-09
MAN Chi Chiu 文志超
Dealing
ABP7962025-05-22
ZHENG Zhiwei 鄭志煒
Dealing
BIJ6512024-10-15
YU Ka Ho 余家豪
Dealing
AQO1962024-08-12
CHEUNG Fung Cheung 張鳳翔
Dealing
ACP5342024-07-18
CHOI Ka Ming 蔡嘉銘
Dealing
AYC9992024-07-18
CHAN Ying Kit 陳英傑
Dealing
ACQ1492024-07-12
YU Chun Kit 余俊傑
Dealing
AFF0912024-05-08
TUNG Nei Chuen, Joan 童妮鑽
Dealing
AAB2752023-07-03
CHOI Kam Tin, Rico 蔡錦天
Dealing
ACP9172023-07-03
CHEUNG Wai Fat 張偉發
Dealing
AEV9512023-06-06
TAM Wai Cheong 譚偉昌
Dealing
AGC7222023-05-17
LAM Ming Hing, Albert 林明興
Dealing
AAY3642023-05-02
LUI Yee Ying, Candy 呂綺盈
Dealing
ABO3922023-05-02
TANG Kwai Ho 鄧桂好
Dealing
AAN8262023-04-04
MAN Yau Kan 萬幼勤
Dealing
ABO2322023-03-17
LEUNG Shing Shan 梁城山
Dealing
BOF3482019-04-29
SO Kwok Wai 蘇國維
Dealing
AFQ7162015-10-15
WONG Kam Lung 黃金龍
Dealing
AGE1112015-01-13
LAM Siu Leung 林兆良
Dealing
ADI4512014-10-13
CHENG Lai Chu 鄭麗珠
Dealing
AFQ2852014-09-22
LAU Chi Hong 劉子康
Dealing
ADQ0012014-05-20
KAM Ka Hok 甘家鶴
Dealing
ACJ1472013-03-08
YUEN Man Yee, Manuel 阮文義
Dealing
ALK1632012-08-06
FUNG Li Feng 馮立峰
Dealing
ADY9182010-01-21
YU Joseph Shin Gay 于善基
Dealing
AAD4512005-03-04
CHIU Suk Lan 趙淑蘭
Dealing
ALB8652004-09-23
LUK Chun Kit, Vincent 陸俊傑
Dealing
AJM3092004-04-22
DO Ka Fai 杜家輝
Dealing
AID4902003-12-11
FOK Hong Nin 霍康年
Dealing
AGV1512003-12-06
LEE Kit Fong 李潔芳
Dealing
ACO0712003-06-10
NG Shiu Ki 吳兆基
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
AAC7912003-04-01
CHAN Wing Fai 陳永輝
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
AAC8002003-04-01
HO Kwok Kuen 何國權
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
AAC8022003-04-01
LI Yuet Ming 李月明
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ABP9722003-04-01
CHOW Sui Hung, Louis 周緒虹
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ABS3782003-04-01
LAI Miu Yin, Yongna 黎妙妍
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ACH2362003-04-01
HUNG Yuk Lin 洪玉蓮
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ACQ5242003-04-01
PUN Siu Yeung 潘小陽
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ACV2782003-04-01
CHOW Wei Nor 周慧娜
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ADV0742003-04-01
LEE Chun Bun 李振斌
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ADV6282003-04-01
CHAU Kwok Chi 周國智
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
AEM7882003-04-01
LUI Siu Ming, Paul Louis 呂肇銘
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
AEV9762003-04-01
CHOI Shi Ming 蔡世民
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
AEX5872003-04-01
CHAN Tsui Yu, Sandra 陳翠愉
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
AFS5882003-04-01
LIM Chun Hung 林俊雄
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
AFU5462003-04-01