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Sino Capital Securities

國順證券有限公司

Sino Capital Securities is a Hong Kong-based securities firm holding a broad set of SFC licences including securities dealing, advisory, corporate finance advisory, automated trading services, and asset management. The firm operates as a full-service broker with capabilities spanning brokerage execution, investment banking, and portfolio management for institutional and corporate clients. Its automated trading services licence indicates it operates electronic trading infrastructure, potentially including algorithmic or DMA (direct market access) platforms. The firm is a mid-sized local participant likely focused on Greater China capital markets and cross-border transactions.

97
Total licensed
2
Currently active
64
Arrivals tracked
84
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
CHAU Heung Wing, Edmond 周向榮
DealingAdvisingAsset Mgmt
AAA8952022-07-05
WONG Siu Man 王筱雯
DealingAdvisingAsset Mgmt
APR8302021-07-19