聯合證券有限公司
Head & Shoulders Securities Limited is a Hong Kong-based full-service boutique broker-dealer offering securities and futures dealing, investment advisory, corporate finance advisory, and asset management services. The firm serves retail, high-net-worth, and corporate clients seeking brokerage, investment advice, and capital markets transaction support such as IPO advisory or placements. Its corporate finance and asset management licences suggest additional revenue from advisory mandates and discretionary portfolio management. The firm represents a typical local Hong Kong full-service boutique catering to a diverse client mix.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 20Source firms · arrivals 2003–present
Where talent goes
Top 8 of 20Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| CHAN Cheuk Ling 陳卓伶 DealingAdvising | BRT108 | 2023-08-02 | |
| CHOI Ka Wai 蔡嘉偉 DealingAdvising | BNG786 | 2018-08-23 | |
| LEE Shing Hei 李承熹 DealingAdvising | BMU806 | 2018-05-30 | |
| LAU Cho Fung 劉祖鋒 DealingFuturesAdvising | BLI767 | 2018-04-03 | |
| NG Ka Pong 吳家邦 Dealing | AGJ944 | 2017-03-03 | |
| TO Yuen Ching 杜宛澄 Dealing | BIW630 | 2017-02-14 | |
| CHAN Kam Kwan 陳錦坤 DealingAdvising | AEX608 | 2006-12-07 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.