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Head & Shoulders Securities Limited

聯合證券有限公司

Head & Shoulders Securities Limited is a Hong Kong-based full-service boutique broker-dealer offering securities and futures dealing, investment advisory, corporate finance advisory, and asset management services. The firm serves retail, high-net-worth, and corporate clients seeking brokerage, investment advice, and capital markets transaction support such as IPO advisory or placements. Its corporate finance and asset management licences suggest additional revenue from advisory mandates and discretionary portfolio management. The firm represents a typical local Hong Kong full-service boutique catering to a diverse client mix.

106
Total licensed
7
Currently active
70
Arrivals tracked
52
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
7

People

Active SFC licences
Name CE# Joined
CHAN Cheuk Ling 陳卓伶
DealingAdvising
BRT1082023-08-02
CHOI Ka Wai 蔡嘉偉
DealingAdvising
BNG7862018-08-23
LEE Shing Hei 李承熹
DealingAdvising
BMU8062018-05-30
LAU Cho Fung 劉祖鋒
DealingFuturesAdvising
BLI7672018-04-03
NG Ka Pong 吳家邦
Dealing
AGJ9442017-03-03
TO Yuen Ching 杜宛澄
Dealing
BIW6302017-02-14
CHAN Kam Kwan 陳錦坤
DealingAdvising
AEX6082006-12-07

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.