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Sheng Yuan

盛源中港資產管理有限公司

Sheng Yuan is a Hong Kong-based diversified financial services firm holding licences across securities dealing, futures dealing, investment advisory, corporate finance advisory, and asset management. This broad licence portfolio positions the firm as a full-service financial intermediary capable of serving both retail and institutional clients across a wide spectrum of financial products. The firm is likely involved in brokerage, fund management, and capital markets advisory, serving corporate, HNW, and retail clients. Its Chinese name and local market positioning suggest it primarily serves Hong Kong and Greater China-oriented clients.

113
Total licensed
9
Currently active
81
Arrivals tracked
70
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
5
🇭🇰Hong Kong
2
🇹🇼Taiwan
2

People

Active SFC licences
Name CE# Joined
ZHENG Huili 鄭會莉
DealingAdvisingAsset Mgmt
BWW6252025-11-06
LI Hongli 李宏麗
DealingAdvisingAsset Mgmt
BDQ9092025-10-20
LEUNG Tik Wai 梁狄偉
Futures
ASM0472025-10-09
LIU Yinzi 劉寅子
DealingAdvisingAsset Mgmt
BJI2232024-02-09
ZHOU Quan 周全
DealingFuturesAdvisingCorp FinanceAsset Mgmt
BOI6342023-06-12
HSU Tawei 徐大偉
Corp Finance
AMS6842023-02-07
LI Bing 李兵
DealingAdvisingAsset Mgmt
AUV1792022-10-27
JIA Yuzhe 賈鈺哲
AdvisingAsset Mgmt
BNW2022020-04-24
LIN Hsiu Mei 林秀梅
Corp Finance
AFQ6742018-06-29