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Sheng Yuan

盛源中港資產管理有限公司

Sheng Yuan is a Hong Kong-based diversified financial services firm holding licences across securities dealing, futures dealing, investment advisory, corporate finance advisory, and asset management. This broad licence portfolio positions the firm as a full-service financial intermediary capable of serving both retail and institutional clients across a wide spectrum of financial products. The firm is likely involved in brokerage, fund management, and capital markets advisory, serving corporate, HNW, and retail clients. Its Chinese name and local market positioning suggest it primarily serves Hong Kong and Greater China-oriented clients.

119
Total licensed
13
Currently active
86
Arrivals tracked
70
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
6
🇨🇳China
5
🇹🇼Taiwan
2

People

Active SFC licences
Name ↕CE# ↕Joined ↓
NGAI Sze Hang 魏思衡
AdvisingAsset Mgmt
BMP3442026-09-28
XIE Dan 謝丹
AdvisingAsset Mgmt
BRV1272026-09-28
CHAU Kwong Lui 鄒光磊
DealingFuturesAdvising
AUI4372026-08-26
FAN Chengxing 范承興
AdvisingAsset Mgmt
BEK8712026-07-30
YUAN Shenyi 袁申燚
AdvisingAsset Mgmt
BFT0212026-07-27
DENG Xixin 鄧熙昕
DealingAdvising
BMV9582026-06-04
ZHENG Huili 鄭會莉
DealingAdvisingAsset Mgmt
BWW6252025-11-06
LI Hongli 李宏麗
DealingAdvisingAsset Mgmt
BDQ9092025-10-20
LEUNG Tik Wai 梁狄偉
Futures
ASM0472025-10-09
LIU Yinzi 劉寅子
DealingAdvisingAsset Mgmt
BJI2232024-02-09
ZHOU Quan 周全
DealingFuturesAdvisingCorp FinanceAsset Mgmt
BOI6342023-06-12
HSU Tawei 徐大偉
DealingCorp Finance
AMS6842023-02-07
LIN Hsiu Mei 林秀梅
DealingCorp Finance
AFQ6742018-06-29