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Capital Securities

群益證券(香港)有限公司

Capital Securities is a Hong Kong-based full-service brokerage and investment banking firm, offering securities and futures dealing, corporate finance advisory, automated trading services, and asset management. The firm serves retail, high-net-worth, and institutional clients with execution, investment advisory, and capital markets services, including sponsoring and underwriting for smaller listed companies. Its automated trading services licence indicates capabilities in algorithmic execution or direct market access. Capital Securities operates as a mid-sized local intermediary competing across multiple financial service segments in Hong Kong.

270
Total licensed
23
Currently active
190
Arrivals tracked
173
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
20
🇨🇳China
2
🇹🇼Taiwan
1

People

Active SFC licences
Name CE# Joined
LIU Zhao 刘曌
DealingAdvisingAsset Mgmt
BVZ2882026-04-20
LEE Kwok Kwong 李國光
Dealing
AAD9442025-11-10
WONG Hing Lun 黃慶輪
Dealing
ABG6692025-11-10
LEUNG Chung Yi 梁仲兒
Dealing
ATD2732025-11-10
ZHANG Yong 張勇
DealingAdvisingAsset Mgmt
BWK5022025-10-03
CHEN Wen-Chung 陳文聰
DealingAdvisingAsset Mgmt
AEB9832025-04-22
CHEN Chih-Kuo 陳治國
DealingFuturesAdvisingAsset Mgmt
AKW4432024-10-16
LEE Ying-ju 李瑩如
DealingAdvising
BCU4202024-03-27
SHI Tian 時天
DealingFuturesAdvisingAsset Mgmt
AXH3252024-01-15
HO Cheuk Lok 何卓犖
DealingAsset Mgmt
BRS3142023-03-02
WONG Ka Hin 黃嘉軒
DealingAsset Mgmt
BML6782023-02-23
TSANG Kwong Cheung, Kevin 曾廣漳
Dealing
AJE6732023-02-20
LI Chun Yu 李鎮宇
Dealing
AQA6302021-12-23
TANG Ko Lok 鄧高樂
Dealing
BLL1752021-12-20
LIEW Wing Lok, Stephen 廖永樂
Dealing
AFW9672019-10-21
TOH Fan 卓帆
Dealing
AMF1702019-05-06
YEUNG Kin Ho 楊建豪
DealingFutures
APO6342019-01-07
TSE Wing Kei 謝詠基
DealingFuturesAsset Mgmt
APW5782018-04-25
SIU Yat Sum Eason 蕭一森
Dealing
BJR7002017-06-26
WU Lok Yee, Nice 胡樂兒
Dealing
AYJ9522014-11-25
CHUNG Tak On 鍾德安
Dealing
ASE2202014-07-08
TSO Mei Kam 蔡美琴
Dealing
APB9592007-06-13
WONG Sau Shing 黃守誠
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ADB0422003-04-01

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.