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Monex Group

寶盛證券(香港)有限公司

Monex Group is a Japanese online financial services conglomerate with a significant presence in securities brokerage and fintech, holding a comprehensive suite of SFC licences in Hong Kong including dealing in securities, dealing in futures contracts, advising on securities, advising on corporate finance, providing automated trading services, and asset management. The firm's Hong Kong operations leverage its technology-driven brokerage platform to serve retail and institutional clients seeking efficient access to Hong Kong and global markets. Monex is publicly listed in Japan and is known for its acquisition of TradeStation and its early investment in crypto-related financial services. Its automated trading services licence distinguishes it as a technology-forward broker in the regional marketplace.

65
Total licensed
11
Currently active
27
Arrivals tracked
25
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
11

People

Active SFC licences
Name CE# Joined
CHENG Wing Yan Tiffany 鄭詠欣
DealingFutures
AVG9092024-07-18
LIU CHANG 劉暢
DealingFutures
BUV9862024-07-05
CHAN Wing Ho 陳詠豪
DealingFutures
BFD1342021-11-23
TAM Ming Him 譚銘謙
DealingFutures
BBQ2832019-12-04
LAW Chung Ming, Ivan 羅頌明
DealingFutures
ACD8442018-04-03
LO Kai Chung 魯啟宗
DealingFutures
AJN3432016-07-22
YEUNG Iris See Lok 楊詩樂
DealingFutures
APG8382014-10-03
WONG Ming Hei 黃明希
Dealing
BDJ4312014-06-03
WONG On Ki 黃安琪
DealingFutures
BAK7022012-12-06
LUI Siu Wai 呂少威
DealingFuturesAuto Trading
AGH5592004-03-05
TANG Man Kwong 鄧文光
DealingFuturesAdvisingCorp FinanceAuto TradingAsset Mgmt
AEX1782003-04-01

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.