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Asset ManagerInactive

Principal Global Investors

信安環球投資(香港)有限公司

Principal Global Investors is the asset management arm of the Principal Financial Group, a major US-based financial services company. Its Hong Kong operations were licensed to provide dealing, advisory, and asset management services across securities and futures, targeting institutional investors and corporate pension plan sponsors. The firm specialised in multi-asset investment strategies, fixed income, and real estate investment solutions. The inactive status of its SFC licences reflects a restructuring or consolidation of its Asia-Pacific operations under the broader Principal Financial Group umbrella.

179
Total licensed
0
Currently active
54
Arrivals tracked
72
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available