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Asset ManagerActive

Principal Asset Management

信安資金管理(亞洲)有限公司

Principal Asset Management is the Hong Kong operation of Principal Financial Group, a leading US-based global financial services company headquartered in Des Moines, Iowa, with strong roots in retirement and insurance solutions. In Hong Kong, the firm focuses on fund management, investment advisory, and corporate finance advisory, offering mutual funds and institutional asset management services. Its client base spans retail investors, pension funds, and institutional investors, with particular expertise in multi-asset and fixed income strategies. Principal has been an active Mandatory Provident Fund (MPF) scheme provider in Hong Kong, making retirement savings a key part of its local business.

138
Total licensed
35
Currently active
50
Arrivals tracked
30
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
15
🇨🇳China
14
🇮🇳India
2
🇲🇾Malaysia
2
🇸🇬Singapore
1
🇹🇼Taiwan
1

People

Active SFC licences
Name CE# Joined
LIU Tianyu 劉天雨
AdvisingAsset Mgmt
BTO5672026-02-09
HO Chun Yee 何俊義
DealingAdvisingAsset Mgmt
BUG0162025-11-20
LAU Martin Kin Yeung 劉健洋
DealingAdvising
AXX2322025-07-15
ZHAO Jing 趙晶
DealingAdvising
BKG1412025-07-08
SHEK Mei Shan 石美珊
DealingAdvising
BWF2662025-07-07
ZHOU Chenruo 周辰若
DealingAdvisingAsset Mgmt
BOS2292025-06-13
DENG Yifan 鄧逸凡
AdvisingAsset Mgmt
BRN9062025-06-12
LIN BAUCHINGER Amanda Yi-Chun 林怡君
DealingAdvisingAsset Mgmt
BAB1442025-02-19
CAO Yang 曹阳
AdvisingAsset Mgmt
BHN7832024-11-13
TEOH Chin Wei 張津偉
AdvisingAsset Mgmt
ARP5412024-10-28
LIU Hsiang Ching 劉向晴
AdvisingAsset Mgmt
BTK1482023-11-20
LIU Chang 劉暢
AdvisingAsset Mgmt
BDO9782023-04-13
SIAW Kiat Hau
Asset Mgmt
BTM9872023-03-14
KE Wing Shuen 柯泳璇
DealingAdvising
AFD5072022-12-01
LAM Lai Kwan 林麗君
DealingAdvising
AXC9082022-12-01
LUO Xi 羅希
AdvisingAsset Mgmt
BAE8952022-12-01
CHONG Kwok Chee 莊國幟
DealingAdvising
BAN2072022-12-01
YU Ran 郁然
AdvisingAsset Mgmt
BBR4522022-12-01
YU Ying 余穎
AdvisingAsset Mgmt
BFU7262022-12-01
ZHANG Yifan 張一凡
AdvisingAsset Mgmt
BIR3982022-12-01
LI Man 李曼
AdvisingAsset Mgmt
BKX3462022-12-01
YE Junrui 叶俊睿
AdvisingAsset Mgmt
BNU2682022-12-01
KOH Chee Sin
Asset Mgmt
BLE4542022-11-18
WONG Wing Leong 王永亮
AdvisingAsset Mgmt
BTC6192022-11-02
YAU Yuet Fong 丘月芳
DealingAdvising
ANG1242022-07-19
WAN Howe Chung
Asset Mgmt
BNV1742022-07-15
GOPALAKRISHNAN Prakash
Asset Mgmt
BPW9442022-07-15
WANG Xi 王曦
AdvisingAsset Mgmt
AON7412022-07-11
LEUNG Wing Hang 梁永恒
AdvisingAsset Mgmt
BRU6642021-10-18
SINGH Raj Kumar
AdvisingAsset Mgmt
AYD3062021-07-14
PENG Han 彭瀚
AdvisingAsset Mgmt
BEZ9152020-07-21
CHAN Hiu Yung Crystal 陳曉蓉
DealingAdvisingAsset Mgmt
BOE9562019-03-11
TO Ming Kan 杜銘勤
DealingAdvisingAsset Mgmt
BHO1102016-06-29
CHEUNG Kam Ping 張錦屏
AdvisingAsset Mgmt
AEX9662014-05-26
SARAN Phillip Howard Hasenfus 郝振毅
DealingAdvisingAsset Mgmt
AYZ0462012-02-13