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Po Lee Securities Limited

寶利證券有限公司

Po Lee Securities Limited is a small, full-service Hong Kong securities firm holding SFC licences for dealing in securities, advising on securities, corporate finance advisory, and asset management. This broad licensing suite suggests it offers a comprehensive range of financial services from brokerage execution and investment advice to corporate transactions and portfolio management. Its client base likely encompasses retail investors, high-net-worth individuals, and small corporates in Hong Kong. As a boutique firm, it likely focuses on serving the local community and Chinese-speaking clientele.

18
Total licensed
4
Currently active
10
Arrivals tracked
6
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
LUO Xiaoyan 羅小燕
Dealing
BVW7222025-12-15
WANG Qian 王茜
Dealing
BPH4162025-07-16
GUO Xinxin 過欣欣
Dealing
BEM3262024-11-19
CHAN Tai Wai, David 陳大偉
Dealing
AAC4952003-04-01