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Lehman Brothers

美國雷曼兄弟證券亞洲有限公司

Lehman Brothers was a major American global investment bank that operated extensively in Hong Kong prior to its collapse in September 2008, which remains the largest bankruptcy in US history. Its Hong Kong operations covered the full spectrum of investment banking including securities dealing, derivatives, corporate finance advisory, structured products, and asset management. The firm's failure had a profound impact on Hong Kong's retail market due to the widespread mis-selling of Lehman-linked 'minibonds' — structured credit-linked notes — to tens of thousands of retail investors, triggering a significant regulatory and political crisis in the city. All SFC licences have since been surrendered and the entity has no active licensed persons.

923
Total licensed
0
Currently active
176
Arrivals tracked
673
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

People

Active SFC licences

No data available

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.