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Broker-DealerActive

BofI Securities

BofI Securities is the Hong Kong-registered broker-dealer entity associated with Bank of America (formerly Merrill Lynch), operating under the broader BofA Securities brand following Bank of America's acquisition of Merrill Lynch in 2009. The firm provides a full suite of investment banking services including securities dealing, futures, corporate finance advisory, automated trading, and asset management. It primarily serves institutional clients, corporates, and governments across the Asia-Pacific region with equities, fixed income, and advisory capabilities. BofA Securities is a major participant in Hong Kong capital markets, consistently active in equity underwriting and cross-border M&A.

4,146
Total licensed
456
Currently active
1,376
Arrivals tracked
1,209
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
181
🇭🇰Hong Kong
145
🇬🇧United Kingdom
31
🇮🇳India
25
🇰🇷South Korea
16
🇫🇷France
14
🇯🇵Japan
10
🇸🇬Singapore
6
🇩🇪Germany
4
🇺🇸United States
3
🇲🇾Malaysia
3
🇸🇪Sweden
1

People

Active SFC licences
Name CE# Joined
HONG Keebum
DealingFutures
BYJ6952026-07-21
NG Joe Hui 黄駿輝
DealingAdvisingCorp Finance
BYJ6942026-07-21
ASHRY Naji Sayed
DealingFutures
BYI3242026-07-13
WU Zijing 吳子靖
DealingFutures
BUC2702026-07-06
BILGI Cem
DealingFutures
BOC6262026-07-06
ZHOU Christopher Yang
DealingAdvisingCorp Finance
BYA6142026-06-26
CHO Kyehun
DealingAdvisingCorp Finance
BXZ8802026-06-26
LIU Jindong 劉錦東
Advising
BTJ7842026-06-22
WANG Jiayi 王家益
DealingFutures
BST2802026-06-22
SCHWENDER Carmen
Advising
BWS8652026-06-12
MAGERAND Arnaud Eric Marcel Georges
DealingFutures
BMX6902026-06-09
YIN Shi 殷實
DealingAdvisingCorp Finance
APC5942026-05-19
LAI Hiu Chi Emily 厲曉芝
DealingAdvisingCorp Finance
BXR2522026-05-19
HUANG Huei-Hung 黃恢泓
DealingFutures
ATM9612026-05-12
PAN Jiazhou 潘加州
Advising
BLX0812026-05-11
KARPES Chad Brett
DealingAdvisingCorp Finance
BXY6012026-04-30
LIN Regan Nan-hong 林南宏
DealingAdvisingCorp Finance
AXV0162026-04-02
PELLERIN Gautier Stanislas Bernard
DealingFutures
BXU5572026-03-30
ZHANG Sheng 章晟
DealingAdvisingCorp Finance
BXP5462026-03-03
WU You 吳囿
DealingFutures
BOC2812026-01-12
ROZMAN Karl Marijan
DealingAdvisingCorp Finance
BXI6302026-01-02
KALRA Radhika
DealingAdvisingCorp Finance
BXD9132025-12-01
STEVENS Brooks Alexander
DealingFutures
BXF3502025-12-01
ZHANG Yan Ya, Emily 張艷雅
DealingFutures
ALK1392025-11-17
MOON Jae Wook 文裁煜
DealingFutures
AOU4102025-10-21
RATOUCHNIAK Guillaume Calin
DealingFutures
BWZ8752025-10-20
JEN Jian Ming, Alexander 任建名
DealingFutures
BQT1342025-10-08
OKI Keiko
DealingFutures
BNP0052025-10-02
WANG Tianyi 王天翼
Advising
BRW7552025-09-22
DUAN Linheng 段林亨
DealingFutures
BRZ0062025-09-22
ZHANG Hao 張昊
DealingFutures
BTT4882025-09-22
WANG Xizhuo 王曦卓
DealingFutures
BWD2282025-09-22
FENG Jian 馮劍
DealingFutures
AQD1592025-09-10
VENKATACHALAM Yogesh
DealingAdvisingCorp Finance
BWT5492025-09-08
LIU Zhanxiang 劉展翔
Advising
BED8052025-09-05
REYNOLDS Perry Lee
DealingFutures
BWS8742025-09-01
LAU Kin Hung 劉建鴻
DealingAdvisingCorp Finance
BGV2072025-08-26
DENG Yuekai 鄧躍凱
DealingFutures
BGE2822025-08-26
YAO Jingli 姚京莉
DealingAdvisingCorp Finance
BWP1592025-08-18
DING Zhifei 丁知非
DealingAdvisingCorp Finance
BWN7162025-08-18
ZHANG Biying 张璧莹
DealingAdvisingCorp Finance
BWN9382025-08-18
XIAO Zhenghao 肖正浩
DealingAdvisingCorp Finance
BWN9642025-08-18
WANG Lixing 王力行
DealingAdvisingCorp Finance
BWN9662025-08-18
LIANG Siyuan 梁思远
DealingAdvisingCorp Finance
BWP1602025-08-18
SUN Yuxian 孙语弦
DealingAdvisingCorp Finance
BWN9672025-08-18
MU Shangyue 穆尚岳
DealingAdvisingCorp Finance
BWN9732025-08-18
LU Xinyi 陆心怡
DealingAdvisingCorp Finance
BWO2072025-08-18
LIU Sihong 劉思宏
DealingAdvisingCorp Finance
BWO3962025-08-18
ZHOU Yixiao 周依晓
DealingAdvisingCorp Finance
BWQ6282025-08-18
LAU Siu Lun Phillip 劉晁麟
DealingAdvisingCorp Finance
BWO8022025-08-18

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.