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UBS

國投瑞銀資產管理(香港)有限公司

UBS is a leading Swiss global bank with a substantial and long-standing presence in Hong Kong, where it operates one of the most prominent wealth management and investment banking franchises in Asia. The firm's Hong Kong activities encompass securities and futures dealing, corporate finance advisory, automated trading, and asset management, generating revenues from advisory fees, trading, and wealth management mandates. UBS primarily serves ultra-high-net-worth individuals and family offices through its wealth management division, as well as institutional clients and corporations through its investment bank. The firm is consistently ranked among the top wealth managers in Asia and a leading advisor on regional IPOs and M&A transactions.

3,536
Total licensed
573
Currently active
726
Arrivals tracked
786
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
255
🇭🇰Hong Kong
165
🇬🇧United Kingdom
23
🇮🇳India
21
🇰🇷South Korea
19
🇯🇵Japan
14
🇫🇷France
13
🇵🇭Philippines
8
🇹🇼Taiwan
6
🇮🇹Italy
5
🇲🇾Malaysia
5
🇩🇪Germany
4

People

Active SFC licences
Name CE# Joined
MEHROTRA Amit Singh
Advising
BWF7362026-05-08
TEE Jun Jie Louis
DealingFutures
BXY2122026-04-30
WONG Wan Shan 黃尹珊
Dealing
APS2902026-04-27
UEDA Sakura
DealingFutures
BXY1292026-04-27
HUANG Yimin 黄一民
Advising
BSI7892026-04-17
JACKWAY Charlie Daniel
DealingFutures
BXV8552026-04-17
ZHOU Kehan 周柯含
DealingFutures
BXW9322026-04-14
TAN Rui Wen Benjamin 陈瑞文
DealingFutures
BXX2562026-04-13
KEERATIBUNHARN Nippitch
Dealing
BUC7722026-04-08
LI Jiafan 李嘉帆
Corp Finance
BUI4982026-03-30
SONG Biye 宋碧野
Corp Finance
BXS0052026-03-20
QIU Yiqiang 邱毅強
Advising
BXS9622026-03-10
CHAN Ching Yin Marcus 陳政諺
Dealing
BTY7022026-03-09
SEKI Atsushi
Advising
BIB3892026-03-03
XIA Hui Qiao 夏譿嶠
Dealing
BNR7462026-02-16
HO Yi Mei, Tina 何伊薇
DealingFuturesAuto Trading
BSE6552026-02-13
SMITH Olivia Caroline
DealingFuturesAuto Trading
BTN0952026-02-13
CHEN Ruoyao 陳若瑶
Advising
BSU7832026-02-09
HUI Siu Wing Edwin 許兆榮
Advising
BXF8592026-01-23
SANTIAGO Katrina Monique Santos
Corp Finance
BXN3802026-01-22
YANG Chaozhong 楊朝中
Corp Finance
BOB3782026-01-20
TAN Sujata Hui Sze 陈惠诗
DealingFutures
BXL5602026-01-16
YIP Man Yan, Abbie 葉文炘
DealingFutures
AWI4352026-01-09
CHOW Chi Chai 周子齊
Advising
BXI8432026-01-02
SACHANANDANI Bharat Kumar 邵巴特
DealingFutures
AJD1852025-12-29
CHAN Chi Lam 陳智嵐
DealingFutures
BXI6102025-12-29
WANG Jinjibang 王金济邦
DealingFutures
BXI0702025-12-15
ZHAO Yutong 趙宇童
Corp Finance
BVL6162025-12-05
ZHU Honghao 朱弘昊
Corp Finance
BPK5422025-11-26
RIUMIN Aleksandr
Corp Finance
BXF3812025-11-26
ZUO Yiyuan 左憶遠
Dealing
BKG3442025-11-25
BORAD Milan Bhavan
Dealing
BXF2602025-11-25
DANG Jianyu 党剑宇
Advising
BXD8602025-11-13
QIAN Ike Qingyuan
DealingFutures
BTE7592025-11-11
HONG Yujie 洪宇杰
Corp Finance
BSQ6982025-11-10
LI Xiaofan 厉小凡
DealingFutures
BXC4492025-11-07
GAO Yuan 高遠
Corp Finance
BUD0082025-11-06
CHEN Yaxuan 陈亚轩
Corp Finance
BXA9792025-11-06
YUAN Chengyue 袁程悦
Advising
BVO6952025-11-04
LIN Wenyu 林玟妤
DealingAuto Trading
BXB6922025-11-04
NGUYEN Thi Thien Trang
Advising
BTR3272025-11-03
CHEUNG Priscilla Po Kwan 張寶筠
DealingFuturesAuto Trading
BXA9552025-11-03
ZHAI Hongwu 翟泓武
Corp Finance
BQN7192025-10-23
CHAN Ching Kiu 陳正翹
DealingFutures
BXA5732025-10-23
ZHANG Zheda 张哲达
Corp Finance
BWZ8492025-10-15
SEHGAL Vaibhav
DealingFuturesAuto Trading
BBY8252025-10-13
TSE Jonathan Chung-Yin 謝宗延
DealingFuturesAuto Trading
BWY7252025-10-10
CHEN Junyi 陈君仪
Dealing
BWY7282025-10-10
ZENG Weiquan
DealingFuturesAuto Trading
BUV4132025-09-30
WEE Richell Ann Lizardo 黃美安
DealingFutures
BWX3892025-09-26

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.