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UBS

國投瑞銀資產管理(香港)有限公司

UBS is a leading Swiss global bank with a substantial and long-standing presence in Hong Kong, where it operates one of the most prominent wealth management and investment banking franchises in Asia. The firm's Hong Kong activities encompass securities and futures dealing, corporate finance advisory, automated trading, and asset management, generating revenues from advisory fees, trading, and wealth management mandates. UBS primarily serves ultra-high-net-worth individuals and family offices through its wealth management division, as well as institutional clients and corporations through its investment bank. The firm is consistently ranked among the top wealth managers in Asia and a leading advisor on regional IPOs and M&A transactions.

3,593
Total licensed
578
Currently active
750
Arrivals tracked
807
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
261
🇭🇰Hong Kong
167
🇬🇧United Kingdom
24
🇮🇳India
22
🇰🇷South Korea
19
🇯🇵Japan
15
🇫🇷France
13
🇵🇭Philippines
9
🇹🇼Taiwan
5
🇮🇹Italy
5
🇲🇾Malaysia
5
🇩🇪Germany
4

People

Active SFC licences
Name ↕CE# ↕Joined ↓
TAY Ling Yin 郑琳颖
DealingFutures
BUU9252026-10-16
GATTANI Akshay Kumar
Advising
BYU1842026-10-16
CHIDGEY Kieren Joseph
Advising
BJX1292026-10-12
XU Ziyan 许梓龑
DealingFutures
BYU2752026-10-12
WU Zhuonan 吴卓男
DealingFutures
BYU1032026-10-12
ZHENG Chaojun 郑超君
Advising
BYT2332026-10-05
GOUGH James Ashley Peter
DealingFuturesAuto Trading
AHJ4032026-10-05
MA Ka Chee Richard 馬家智
DealingFutures
BYS2252026-09-30
JARVIS Thomas Hergest Moxham
DealingFuturesAuto Trading
BYO8192026-09-30
JIA Hongxuan 賈鴻軒
Corp Finance
BVA4642026-09-21
NIE Sitong 聂司桐
Corp Finance
BRJ3422026-09-21
ZHANG Hanyu 张涵宇
DealingFutures
BYQ3932026-09-14
JIANG Pin 蒋品
Corp Finance
BYQ0232026-09-14
ZHOU Peiyan 周沛炎
Corp Finance
BUA2792026-09-14
CHEN Yuhan 陈宇涵
Dealing
BYQ0792026-09-11
AN Junying 安俊颖
DealingAuto Trading
BYO3192026-08-31
KINOSHITA Atsuhiro
Advising
BYN1902026-08-25
CHENG Qiran 成琪然
Advising
BRY5742026-08-25
ZHANG Zhixin 张芷馨
Corp Finance
BSZ7652026-08-24
LI Chen 李宸
Corp Finance
BEZ0422026-08-24
ZENG Jinpo
DealingFuturesAuto Trading
BYN5872026-08-24
WANG Jiayu 王嘉宇
DealingFutures
BVX3582026-08-14
LI Jiamao 李佳懋
Corp Finance
BRS1872026-08-13
WU Han 吴焓
DealingFutures
BYM6242026-08-12
TING Hoi Lee 丁凱莉
Corp Finance
BXF2352026-08-10
WANG Jiahui 王嘉慧
Corp Finance
BSY2702026-08-10
YANG Yuhan 杨喻涵
Dealing
BYM3672026-08-07
CHEN Qiong 陈琼
Advising
BYM4842026-08-07
LI Zhiang 李志昂
Corp Finance
BEA6892026-07-31
FEI Haishan 費海珊
Corp Finance
BUY9532026-07-27
WU Lok Hei 胡洛僖
Corp Finance
BWV3282026-07-24
ZHAO Lingjun 趙翎君
Corp Finance
BYJ9112026-07-24
HAN Xinyuan 韓新元
Corp Finance
BSD9612026-07-17
LIU Yishu 劉依舒
Corp Finance
BMX3782026-07-17
XU Shuhun 徐蜀魂
Corp Finance
BGN0792026-07-17
LIM Atthaseda Anthony 林怡豪
Dealing
BOS2512026-07-17
LEE Andrew Christian Tan 李炳發
DealingFutures
BYI3562026-07-16
YU Jiajun 俞嘉骏
Dealing
BYI2752026-07-16
YAU Ho Yin Horace 邱浩研
DealingFutures
BNH2242026-07-14
GUPTA Harshit
Dealing
BXL4902026-07-10
CHEN Yuhan 陈昱含
Advising
BYH7322026-07-09
TEWARI Nishant
DealingFuturesAuto Trading
BYE4822026-06-30
LIU Yuxuan 劉宇軒
DealingFutures
BYE1722026-06-15
TE John Victor Cabarles
Advising
BJC5452026-05-22
SCHELLBACH Richard Hurley
Advising
BTL1252026-05-22
WANG Haobo 王昊博
DealingFuturesAuto Trading
BMQ7972026-05-19
TAI Chun Ho 戴俊豪
DealingFuturesAuto Trading
BYA2552026-05-11
WONG Wan Shan 黃尹珊
Dealing
APS2902026-04-27
UEDA Sakura
DealingFutures
BXY1292026-04-27
SONG Yu 宋宇
Advising
ALA6992026-04-20

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.