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UBS

國投瑞銀資產管理(香港)有限公司

UBS is a leading Swiss global bank with a substantial and long-standing presence in Hong Kong, where it operates one of the most prominent wealth management and investment banking franchises in Asia. The firm's Hong Kong activities encompass securities and futures dealing, corporate finance advisory, automated trading, and asset management, generating revenues from advisory fees, trading, and wealth management mandates. UBS primarily serves ultra-high-net-worth individuals and family offices through its wealth management division, as well as institutional clients and corporations through its investment bank. The firm is consistently ranked among the top wealth managers in Asia and a leading advisor on regional IPOs and M&A transactions.

3,564
Total licensed
559
Currently active
739
Arrivals tracked
792
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
246
🇭🇰Hong Kong
162
🇬🇧United Kingdom
22
🇮🇳India
20
🇰🇷South Korea
19
🇯🇵Japan
13
🇫🇷France
13
🇵🇭Philippines
8
🇮🇹Italy
5
🇹🇼Taiwan
5
🇲🇾Malaysia
5
🇩🇪Germany
4

People

Active SFC licences
Name CE# Joined
LI Zhiang 李志昂
Corp Finance
BEA6892026-07-31
KOH Teck Quan 许德权
Advising
BVZ8682026-07-28
FEI Haishan 費海珊
Corp Finance
BUY9532026-07-27
ZHAO Lingjun 趙翎君
Corp Finance
BYJ9112026-07-24
WU Lok Hei 胡洛僖
Corp Finance
BWV3282026-07-24
LIU Yishu 劉依舒
Corp Finance
BMX3782026-07-17
LIM Atthaseda Anthony 林怡豪
Dealing
BOS2512026-07-17
HAN Xinyuan 韓新元
Corp Finance
BSD9612026-07-17
XU Shuhun 徐蜀魂
Corp Finance
BGN0792026-07-17
YU Jiajun 俞嘉骏
Dealing
BYI2752026-07-16
LEE Andrew Christian Tan 李炳發
DealingFutures
BYI3562026-07-16
YAU Ho Yin Horace 邱浩研
DealingFutures
BNH2242026-07-14
GUPTA Harshit
Dealing
BXL4902026-07-10
CHEN Yuhan 陈昱含
Advising
BYH7322026-07-09
TEWARI Nishant
DealingFuturesAuto Trading
BYE4822026-06-30
LIU Yuxuan 劉宇軒
DealingFutures
BYE1722026-06-15
WANG Haobo 王昊博
DealingFuturesAuto Trading
BMQ7972026-05-19
TAI Chun Ho 戴俊豪
DealingFuturesAuto Trading
BYA2552026-05-11
UEDA Sakura
DealingFutures
BXY1292026-04-27
WONG Wan Shan 黃尹珊
Dealing
APS2902026-04-27
SONG Yu 宋宇
Advising
ALA6992026-04-20
HUANG Yimin 黄一民
Advising
BSI7892026-04-17
JACKWAY Charlie Daniel
DealingFutures
BXV8552026-04-17
ZHOU Kehan 周柯含
DealingFutures
BXW9322026-04-14
TAN Rui Wen Benjamin 陈瑞文
DealingFutures
BXX2562026-04-13
KEERATIBUNHARN Nippitch
Dealing
BUC7722026-04-08
LI Jiafan 李嘉帆
Corp Finance
BUI4982026-03-30
WANG Zheyi 王者依
DealingFutures
BXV2392026-03-27
SONG Biye 宋碧野
Corp Finance
BXS0052026-03-20
QIU Yiqiang 邱毅強
Advising
BXS9622026-03-10
CHAN Ching Yin Marcus 陳政諺
Dealing
BTY7022026-03-09
SEKI Atsushi
Advising
BIB3892026-03-03
XIA Hui Qiao 夏譿嶠
Dealing
BNR7462026-02-16
HO Yi Mei, Tina 何伊薇
DealingFuturesAuto Trading
BSE6552026-02-13
SMITH Olivia Caroline
DealingFuturesAuto Trading
BTN0952026-02-13
CHEN Ruoyao 陳若瑶
Advising
BSU7832026-02-09
HUI Siu Wing Edwin 許兆榮
Advising
BXF8592026-01-23
SANTIAGO Katrina Monique Santos
Corp Finance
BXN3802026-01-22
YANG Chaozhong 楊朝中
Corp Finance
BOB3782026-01-20
TAN Sujata Hui Sze 陈惠诗
DealingFutures
BXL5602026-01-16
YIP Man Yan, Abbie 葉文炘
DealingFutures
AWI4352026-01-09
CHOW Chi Chai 周子齊
Advising
BXI8432026-01-02
CHAN Chi Lam 陳智嵐
DealingFutures
BXI6102025-12-29
SACHANANDANI Bharat Kumar 邵巴特
DealingFutures
AJD1852025-12-29
WANG Jinjibang 王金济邦
DealingFutures
BXI0702025-12-15
ZHAO Yutong 趙宇童
Corp Finance
BVL6162025-12-05
RIUMIN Aleksandr
Corp Finance
BXF3812025-11-26
ZHU Honghao 朱弘昊
Corp Finance
BPK5422025-11-26
BORAD Milan Bhavan
Dealing
BXF2602025-11-25
ZUO Yiyuan 左憶遠
Dealing
BKG3442025-11-25

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.