Neuberger Berman is the Hong Kong office of a leading independent, employee-owned investment management firm headquartered in New York, with origins dating back to 1939. The firm manages assets across equities, fixed income, alternatives, and multi-asset strategies for institutional clients including pension funds, sovereign wealth funds, endowments, and family offices. In Hong Kong, it is licensed for securities dealing, advisory, and asset management, serving as a key hub for Asia-Pacific institutional business development and investment management. Neuberger Berman is known for its independent ownership structure, long-tenured investment professionals, and alternatives capabilities including private equity and hedge fund solutions.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 20Source firms · arrivals 2003–present
Where talent goes
Top 8 of 20Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| FONG Sin Tung 方善彤 DealingAdvising | BWJ962 | 2025-08-04 | |
| SIAO Pui Ling 蕭佩鈴 DealingAdvising | BKD280 | 2025-07-15 | |
| CHENG Ka Kin 鄭家健 DealingAdvising | BTQ508 | 2025-06-30 | |
| TSAO Wing Sze 曹穎詩 DealingAdvisingAsset Mgmt | BUA247 | 2025-05-14 | |
| NEO Hong Hong DealingAdvising | BWA910 | 2025-04-29 | |
| CHEUNG Cheuk Fung 張卓峰 DealingAdvising | BIE626 | 2024-12-27 | |
| XU Dan 徐丹 DealingAdvising | BFB174 | 2024-10-02 | |
| WU Chih-Hong 吳志宏 DealingAdvising | BVH799 | 2024-08-16 | |
| HUI Alvin Joyue 許祖裕 DealingAdvisingAsset Mgmt | BUI011 | 2024-06-21 | |
| PARK Soo Bin DealingAdvising | BPM359 | 2023-08-24 | |
| LIU Xinzhu 劉馨竹 DealingAdvisingAsset Mgmt | BNR338 | 2022-12-28 | |
| LAW Ka Chun 羅嘉俊 DealingAdvising | BTH340 | 2022-12-28 | |
| YAM Douglas 任晉毅 DealingAdvisingAsset Mgmt | BSK252 | 2022-06-06 | |
| CHIU Hiu Lam Emily 招曉霖 DealingAdvising | BOE627 | 2022-03-23 | |
| LAU Vivian Wai Man 劉慧敏 DealingAdvisingAsset Mgmt | BRW598 | 2021-12-01 | |
| TAN Hui Yi Rachel 陳慧儀 DealingAdvising | BOU150 | 2021-07-12 | |
| CHOW Kwun Chung 周冠仲 DealingAdvising | BBS238 | 2021-06-09 | |
| FENG Yilin 馮伊琳 DealingAdvising | BDH472 | 2021-02-01 | |
| ZHU Yunhan 朱韫晗 DealingAdvisingAsset Mgmt | BPU697 | 2020-06-30 | |
| LI Jingyi 李婧怡 DealingAdvisingAsset Mgmt | BGH363 | 2020-05-18 | |
| YIP Pak Kin Alan 葉栢堅 DealingAdvising | APP201 | 2019-07-16 | |
| TONG Ka Lai 唐嘉麗 DealingAdvising | ARR530 | 2019-02-22 | |
| LAI Andrew Kai-Jie 賴凱杰 DealingAdvisingAsset Mgmt | BKL102 | 2018-11-09 | |
| PAN Yi 潘禕 DealingAdvisingAsset Mgmt | BDR365 | 2017-11-13 | |
| HO Wing Na 何穎娜 DealingAdvising | BKW460 | 2017-10-10 | |
| LIU Patrick Song DealingAdvisingAsset Mgmt | ANQ638 | 2017-05-23 | |
| XIAO Di 肖笛 DealingAdvising | BJL679 | 2017-04-28 | |
| HUI Yik Sin 許亦先 DealingAdvising | ANY202 | 2017-02-03 | |
| CHO Long Yin, Jeff 曹朗賢 DealingAdvising | BBP894 | 2016-10-12 | |
| CHEN Chih Yang 陳志陽 DealingAdvisingAsset Mgmt | ACZ366 | 2015-06-15 | |
| NG Hoi Yin 吳凱燕 DealingAdvising | APZ135 | 2015-03-26 | |
| LAM Lam, Linda 林霖 DealingAdvising | AGP663 | 2015-03-06 | |
| TANG Annie Yue Wai 鄧宇蕙 DealingAdvising | APL963 | 2015-02-18 | |
| CHAN Pui Kwan 陳佩君 DealingAdvisingAsset Mgmt | ALF667 | 2014-06-23 | |
| CHENG Pui Yan 鄭珮欣 DealingAdvising | AEQ438 | 2014-06-16 | |
| YUEN Wai Kin 阮惠健 DealingAdvising | AVM568 | 2014-02-07 | |
| BOON Yan Taw 溫演道 DealingAdvisingAsset Mgmt | AXQ380 | 2013-11-05 | |
| TSANG Lok Ching 曾樂正 DealingAdvisingAsset Mgmt | BBJ687 | 2013-06-03 | |
| PANG Man Yee, Maggie 彭雯兒 DealingAdvising | APZ425 | 2013-05-06 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.