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Wealth ManagementActive

UBS Asset Management

UBS Asset Management is the Hong Kong-based asset management arm of UBS Group AG, one of the world's premier wealth management and investment banking institutions headquartered in Switzerland. The entity manages a range of investment strategies across equities, fixed income, and multi-asset portfolios, serving institutional clients such as pension funds, sovereign wealth funds, and insurance companies, as well as ultra-high-net-worth individuals. It operates with licences covering securities and futures dealing alongside investment advisory, reflecting its active portfolio management mandate. UBS Asset Management's Hong Kong office is a key hub for managing Asia-Pacific-focused investment strategies within the UBS global platform.

454
Total licensed
45
Currently active
133
Arrivals tracked
116
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
29
🇨🇳China
10
🇹🇼Taiwan
2
🇨🇭Switzerland
1
🇫🇷France
1
🇯🇵Japan
1
🇵🇰Pakistan
1

People

Active SFC licences
Name CE# Joined
MA Lei 馬磊
AdvisingAsset Mgmt
AGM5322026-04-14
LIU Jiaming
DealingAdvising
BKV2922026-04-08
NG Ka Yiu, Desmond 吳家耀
DealingAdvisingAsset Mgmt
ACQ9092025-11-28
YANG Sirui
DealingAdvisingAsset Mgmt
BVD2642025-10-31
CHAN Siu Tung, Gary 陳兆東
DealingAdvising
BRL0472025-10-20
CHAN Ho Yau 陳可柔
DealingAdvisingAsset Mgmt
AXL5652025-09-23
ZOU Dongliang 鄒東亮
AdvisingAsset Mgmt
BRN8072025-08-26
CISANA Florian
DealingAdvising
BWS8702025-08-21
YEUNG Kwan Mei Emily 楊鈞湄
DealingAdvising
BWR9692025-08-12
LEUNG Wai Tsam Alisa 梁蔚沁
DealingAdvisingAsset Mgmt
BWL8132025-06-30
HE Weisi 何維斯
DealingAdvisingAsset Mgmt
BEZ6512025-05-26
GUO Qingkun 郭慶坤
DealingAdvisingAsset Mgmt
BQR8152025-05-26
LI Hiu Tung 李曉彤
DealingAdvisingAsset Mgmt
BWH3132025-05-26
YUEN Wing Yan 袁穎恩
DealingAdvisingAsset Mgmt
BVJ7822024-09-09
KAO Jui Tang 高瑞堂
DealingAdvising
BNG8962024-03-28
KAEGI Thomas
DealingAdvising
BHG8132023-11-10
TSANG Cheuk Hang 曾焯恒
DealingAdvising
BUB1572023-08-28
LAU Po Yan 劉寶茵
DealingAdvisingAsset Mgmt
BCF9672023-08-15
CHENG Ka Ying 鄭家櫻
DealingAdvising
BTY3052023-07-13
CHEN Ya Shih 陳雅詩
DealingAdvisingAsset Mgmt
BTY3122023-07-13
WANG Yimiao 王一苗
DealingAdvisingAsset Mgmt
BTN0722023-02-28
HO Brian Boon Yun 何本恩
DealingAdvising
BAW9862023-01-31
AFZAL Zieshan
DealingAdvising
BTJ0362023-01-13
LAU Ngan Chi 劉晏芝
DealingAdvising
AZT3562022-07-05
GUI Lin 桂林
DealingAdvisingAsset Mgmt
ANE0432022-05-17
FU Yu 傅鈺
DealingAdvisingAsset Mgmt
BOE2122022-04-19
SIU Sau Man 蕭秀雯
Advising
AGP7512022-01-11
LIU Victoria Audrey 廖卓琦
DealingAdvising
BGO7562021-08-24
SO Ka Wai 蘇嘉慧
DealingAdvising
BNC1942021-02-23
YIU Wai Lam 姚瑋霖
DealingAdvisingAsset Mgmt
BHB4492020-04-20
DING Ning 丁宁
AdvisingAsset Mgmt
BPJ4492020-01-23
WANG Chen 王晨
AdvisingAsset Mgmt
BBL3902019-12-11
KWOK Yee Huen 郭懿萱
DealingAdvising
BOP3442019-07-25
HSU Li Fei 許莉菲
DealingAdvising
AVA7872019-03-14
HUANG Renbin 黃仁斌
DealingAdvisingAsset Mgmt
BDA0372018-11-01
WONG Ka Wing
DealingAdvisingAsset Mgmt
BLP0572017-11-24
CHEUNG Wing Yan Denise 張穎欣
AdvisingAsset Mgmt
BGQ6692015-12-14
WU Yuan 吳渊
DealingAdvisingAsset Mgmt
BFM5612015-05-20
YIU Wai Ho 姚偉浩
DealingAdvisingAsset Mgmt
APR8832014-10-29
YEUNG Chung Kit 楊忠杰
DealingAdvisingAsset Mgmt
AST6842013-09-24
YAGI Akiko 八木晶子
DealingAdvisingAsset Mgmt
BBR2192013-08-08
YUEN Wai Ling 袁慧玲
DealingAdvisingAsset Mgmt
AXZ8872013-07-18
HO David Patrick 何嘉豪
DealingAdvisingAsset Mgmt
AXM0232011-06-27
SHI Bin 施斌
AdvisingAsset Mgmt
AMX4142006-01-12
CHAN Chee Seng
AdvisingAsset Mgmt
AJO2002004-03-17

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.