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CIS Securities Asset Management

順安證券資產管理有限公司

CIS Securities Asset Management is a Hong Kong-based financial firm licensed for dealing in securities and futures, securities advisory, and asset management. The firm appears to cater primarily to institutional and professional investors, offering portfolio management and trading services across equity and derivatives markets. Its relatively focused licence set suggests a boutique operation concentrating on fund or discretionary account management. The firm operates as a niche player within Hong Kong's competitive asset management landscape.

220
Total licensed
17
Currently active
110
Arrivals tracked
99
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
13
🇨🇳China
4

People

Active SFC licences
Name CE# Joined
SHANG Ce 尚策
Dealing
BXH0732026-01-08
XIE Wendi 謝雯荻
Dealing
BXG7952026-01-02
QIANG Feng 羌峰
Dealing
BXF3832025-12-17
OU Zixuan 區梓軒
Dealing
BWR4182025-08-15
LAW May Ling 羅美玲
DealingFuturesAdvisingAsset Mgmt
AHO2512025-05-13
ZENG Weiwei 曾維唯
DealingFutures
BVC5032024-11-29
MAK Tsan Kwai 麥棧貴
DealingFuturesAdvisingAsset Mgmt
BKM8092024-08-05
LEUNG Tak Wing 梁德榮
Dealing
AIO0392024-04-08
NI Sunxu 倪孫緒
DealingFuturesAdvisingAsset Mgmt
BUQ3522024-02-15
CHAN Tsz Kin, Ernest 陳子建
DealingAdvisingAsset Mgmt
AFX1732023-03-30
ZHANG Li 張利
Dealing
BTN3522023-03-28
ZHUANG Ziye 莊子燁
DealingFuturesAdvisingAsset Mgmt
BSU1092023-02-09
LI Ru 李儒
Dealing
BSQ8652022-07-13
HO Cheuk Ming 何卓鳴
DealingFuturesAdvisingAsset Mgmt
BID2322022-06-13
NG Siu Choy 吳少才
Dealing
ADC2672019-02-01
YU Yiu Kuk 余曜谷
Dealing
BNE4572018-08-20
CHUNG Ho Wai, Alan 鍾浩為
DealingFuturesAdvisingAsset Mgmt
ARE7212017-04-07

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.