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SBI E2-Capital Securities Limited

軟庫金匯證券有限公司

SBI E2-Capital Securities Limited is a Hong Kong securities and futures firm that appears to be a joint venture or affiliated entity between SBI Holdings, a major Japanese financial services group with extensive Asia presence, and E2-Capital, a Hong Kong-based investment banking and advisory firm. The firm holds licences for dealing in securities and futures, advising on securities, and asset management, enabling it to serve institutional and corporate clients across multiple financial services areas. Its business likely spans securities brokerage, derivatives, investment advisory, and portfolio management, particularly with a focus on cross-border transactions between Japan and Greater China. The SBI affiliation connects the firm to a broader fintech and financial services ecosystem prevalent in Asia.

14
Total licensed
3
Currently active
13
Arrivals tracked
7
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2
🇸🇬Singapore
1

People

Active SFC licences
Name CE# Joined
LIM King Hean Jonathan 林镜贤
DealingAdvising
BTT1412024-06-21
WONG Yu Chiu 黃宇超
DealingAdvising
AAC1002024-02-23
WONG Kin Fai 王健輝
DealingAdvising
AJA5622023-01-10

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.