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OC Consultants

OC Consultants is a small Hong Kong-based financial services firm holding SFC licences for dealing in securities, advising on securities, and asset management. The firm likely provides investment advisory and discretionary portfolio management services alongside securities execution for its clients. Its client base is probably composed of high-net-worth individuals and small institutional investors seeking personalised investment solutions. The breadth of its licences suggests a multi-service boutique positioning despite its compact size.

10
Total licensed
2
Currently active
11
Arrivals tracked
8
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
1
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
YUAN Shuai 袁帥
DealingAdvisingAsset Mgmt
BVH5892025-01-20
FONG Wai Ying, Vivian Catherine 方韋盈
DealingAdvisingAsset Mgmt
BBT3052024-09-10