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Dragon Legend Capital Limited

龍譽資本有限公司

Dragon Legend Capital Limited is a Hong Kong-based financial firm holding SFC licences across dealing in securities, advising on securities, and asset management, indicating a broad scope of financial services. The firm likely operates as a full-service boutique offering brokerage execution, investment advisory, and discretionary portfolio management to clients. Its client base likely spans high-net-worth individuals, family offices, and small institutional investors, with a probable focus on Greater China equities. The breadth of its licensing suggests an integrated business model covering the investment value chain.

5
Total licensed
3
Currently active
6
Arrivals tracked
2
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
WONG Hiu Man 王曉敏
DealingAdvisingAsset Mgmt
AMJ9822022-10-25
LEUNG Ka Yau 梁家祐
DealingAdvisingAsset Mgmt
AEF8482022-10-13
LIU Wai Hing, William 廖為興
DealingAdvisingAsset Mgmt
AEQ5752022-04-20