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313 Capital Management

313資本管理有限公司

313 Capital Management is a small Hong Kong-based boutique firm licensed for securities advisory, corporate finance advisory, and asset management. The firm likely operates as a niche investment manager and advisory firm catering to a select group of institutional or high-net-worth private clients. With a limited active licensed person count, it appears to operate as a lean, focused boutique potentially specialising in a specific asset class or sector advisory role. Its corporate finance licence suggests occasional involvement in M&A or capital markets advisory mandates.

101
Total licensed
3
Currently active
44
Arrivals tracked
79
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name CE# Joined
TSO Sing Yip 曹鑫業
FuturesAdvisingAdv.FuturesAsset Mgmt
BEE4852026-02-09
LAM To Hing 林都鑫
FuturesAdvisingAdv.FuturesAsset Mgmt
BCT8992024-11-26
LAI Yan Pui 黎欣霈
FuturesAdvisingAdv.FuturesAsset Mgmt
BTH9862023-03-29