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KGI Securities

凱基財富管理有限公司

KGI Securities is a mid-sized broker-dealer in Hong Kong that is part of the KGI Group, the financial services arm of the Taiwan-based CDIB & Partners Investment Holding (formerly China Development Financial). The firm offers a broad range of services including securities and futures dealing, corporate finance advisory, and asset management, catering to both retail and institutional clients. KGI has a significant retail brokerage presence in Hong Kong alongside investment banking and research capabilities focused on Greater China equities. Its comprehensive licence portfolio makes it a full-service broker competitive in both local and regional markets.

2,303
Total licensed
458
Currently active
1,631
Arrivals tracked
934
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
387
🇨🇳China
35
🇹🇼Taiwan
20
🇯🇵Japan
4
🇬🇧United Kingdom
3
🇰🇷South Korea
3
🇮🇪Ireland
1
🇮🇳India
1
🌐MT
1
🇲🇾Malaysia
1
🇸🇬Singapore
1
🇺🇸United States
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
LAU Muk Hoi 柳木海
DealingFutures
AUQ3752026-10-09
LI Mengyao 李梦瑶
DealingFutures
BYP2652026-09-23
LIN Hoi Ching 連凱晴
DealingFutures
BQU1262026-09-22
WOO Man To 胡文滔
Dealing
BWA8662026-09-16
XU SIYUAN 徐思源
DealingFutures
BYN3872026-09-02
SUNG Yuk Ning Marian 宋毓寧
DealingFutures
BYM7212026-09-02
MENG YANBING 孟雁冰
Dealing
BYJ9062026-09-02
HUR Jin Sung 許真城
Dealing
AZW4322026-09-02
LEE Yung Chun 李永雋
Dealing
BYJ3572026-08-24
HUANG Yi-Lan 黃逸男
Dealing
BWS1712026-08-24
CHEN Chiu-Chin 陳秋琴
DealingFutures
BIG4302026-08-17
WANG Yiying 王藝穎
DealingAdvising
BYJ3962026-08-14
SHI Huijun, Michelle 施慧君
DealingAdvisingAsset Mgmt
AMW8802026-08-13
TSANG Yin Chun 曾然進
Dealing
AOE4512026-08-10
ZHANG YAFANG 張雅鈁
DealingFutures
BYE4552026-08-07
FUJIMORI Yosuke 藤森洋介
Dealing
BWM2092026-08-06
DI Yun 底韻
DealingFutures
BLL5112026-08-03
YANG CHAO YANG 楊朝陽
Dealing
BYK4072026-08-03
LAU Ming Cham 劉明瓚
DealingFutures
BKQ9302026-08-03
HUANG Yi Hsuan 黃怡瑄
DealingFutures
BYF4472026-08-03
XU Zhuoya 徐卓雅
DealingFutures
BYE6542026-07-28
SHI RUI 石銳
DealingFutures
BYJ4642026-07-28
SUN Jingjing 孫晶晶
DealingFutures
BYI1542026-07-24
LIU ZHENGHAO 劉政濠
DealingFutures
BYG3492026-07-14
TSENG Chun Chieh 曾俊傑
Dealing
BUI3812026-07-13
CHWU NAN CHUN 儲南軍
DealingFutures
BYE3952026-07-09
HOU Anna 侯安娜
DealingFutures
BYF9662026-07-09
LI HSUN CHIANG 李訓強
Dealing
BYF9452026-07-09
YUEN YAT LONG ENOCH 袁日朗
DealingFutures
BYD9582026-07-09
LI Sze Hok 李思學
DealingFutures
BVK0192026-06-25
WOODROW Mark Darren
Dealing
BYC2692026-06-25
ZHAO YIRU 趙一如
DealingFutures
BYE1782026-06-25
HO Kwok Leung 何國樑
DealingFutures
AFN8092026-06-23
YIN He 尹賀
Advising
AJM6892026-06-22
HAN SIANG TENG 韓向騰
DealingFutures
AVH6092026-06-22
LEUNG Kun Hin Michael 梁貫軒
DealingAdvising
BYC1922026-06-22
XIE Weijie 謝偉杰
Dealing
BVK8752026-06-02
LEUNG Wai Lam 梁蔚藍
Dealing
BXW0522026-05-27
WU Kefan 吳克凡
DealingFutures
BHA1632026-05-27
LI Xingyue 李幸悅
Dealing
BXV8472026-05-27
CHENG Jian-wen 鄭健汶
DealingFutures
BXZ9272026-05-20
CHONG William 莊威麟
DealingFutures
AJH3792026-05-18
KUO Fang Yu 郭芳瑜
DealingFutures
BUL6522026-05-05
LEUNG Chuk Kwan Patty 梁竹君
DealingAdvising
BAL4222026-04-30
CHEN Chung-Wei 陳仲偉
DealingFutures
BEX4572026-04-09
FUNG In Nei 馮燕妮
DealingAdvising
BWS7612026-03-27
LEE Sai Ying Lisa 李世瑩
Dealing
BVO5942026-02-23
YIU Chun Yan Jason 姚進昕
Dealing
BVN6802026-02-02
WU Wan Ru 吳宛儒
Dealing
BIQ1102026-01-07
CHAN Chak Hung 陳澤雄
DealingAdvising
BWZ6202026-01-02

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.