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KGI Securities

凱基財富管理有限公司

KGI Securities is a mid-sized broker-dealer in Hong Kong that is part of the KGI Group, the financial services arm of the Taiwan-based CDIB & Partners Investment Holding (formerly China Development Financial). The firm offers a broad range of services including securities and futures dealing, corporate finance advisory, and asset management, catering to both retail and institutional clients. KGI has a significant retail brokerage presence in Hong Kong alongside investment banking and research capabilities focused on Greater China equities. Its comprehensive licence portfolio makes it a full-service broker competitive in both local and regional markets.

2,260
Total licensed
434
Currently active
1,612
Arrivals tracked
932
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
379
🇨🇳China
23
🇹🇼Taiwan
19
🇯🇵Japan
3
🇬🇧United Kingdom
2
🇰🇷South Korea
2
🇮🇪Ireland
1
🇮🇳India
1
🌐MT
1
🇲🇾Malaysia
1
🇸🇬Singapore
1
🇺🇸United States
1

People

Active SFC licences
Name CE# Joined
YEUNG See Ah 楊思雅
Dealing
ARD7612026-05-08
KUO Fang Yu 郭芳瑜
DealingFutures
BUL6522026-05-05
LEUNG Chuk Kwan Patty 梁竹君
DealingAdvising
BAL4222026-04-30
CHEN Chung-Wei 陳仲偉
DealingFutures
BEX4572026-04-09
FUNG In Nei 馮燕妮
DealingAdvising
BWS7612026-03-27
LEE Sai Ying Lisa 李世瑩
Dealing
BVO5942026-02-23
NG Ching Yee 吳靜儀
DealingFutures
BMW7752026-02-05
YIU Chun Yan Jason 姚進昕
Dealing
BVN6802026-02-02
WU Wan Ru 吳宛儒
Dealing
BIQ1102026-01-07
CHAN Chak Hung 陳澤雄
DealingAdvising
BWZ6202026-01-02
LEUNG Vivian 梁慧雲
DealingAdvisingAdv.Futures
ADT5052025-12-15
LEE Ho Bong 李浩邦
DealingFutures
BGZ9402025-12-15
ZHU Mengxi 朱夢溪
Dealing
BXB6582025-12-15
WU Chiang Li 吳強立
DealingAsset Mgmt
ACF0832025-12-12
CHOW Ka Hang 周嘉恆
DealingFutures
BIY4852025-12-04
ZHOU Zining 周紫凝
Dealing
BXD8002025-11-18
KIM Jooyoung 金柱咏
Dealing
AYU1822025-11-17
LEE Hung Pang 李泓邦
DealingFutures
BXC7272025-11-17
KANG Ho Sang
Dealing
BHF4312025-11-13
HAN Lu 韓露
DealingFutures
BTB9942025-11-12
OU YANG Ying Chih 歐陽穎之
Dealing
BWH1772025-11-10
YIP Lai Ting Chloe 葉麗婷
Dealing
BWW8092025-09-29
YU Chin Ting 游景婷
DealingFutures
BQW3222025-09-26
XU Xinchang 徐新昌
DealingFutures
BWU6462025-09-09
HUANG Chun Chia 黃俊嘉
DealingFutures
BWS0152025-08-15
YANG Xi 楊茜
Dealing
BWO1772025-08-07
LIU Xiaoyi 劉小奕
DealingFutures
BWM1492025-07-09
CHAN Hin Geung, Mark 陳献章
Dealing
ADX4902025-07-08
ZENG Huanshi 曾煥詩
Dealing
BPE8362025-07-08
NI Wei-i 倪瑋怡
Dealing
BFC7472025-06-05
XIE Kaixi 謝凱西
DealingFuturesAdvising
BFO6122025-06-05
CHAN Chor Hon 陳楚翰
DealingFuturesAdvising
BUG2792025-06-05
LIN Ting Pong 連庭邦
Dealing
AOC8602025-05-16
NG Kathy Ka Wai 伍家慧
Dealing
AXS5692025-05-06
LOUIE Sze Ho Eugene 雷思灝
DealingFuturesAdvising
AYA7862025-04-24
CHEN JIALIN 陈佳林
DealingFutures
BWE4062025-04-24
LEUNG Wai Hang 梁煒鏗
Advising
ARA2942025-04-03
KAN Po Yee 簡寶兒
DealingFutures
BWB4692025-03-21
ZHANG Su 張蘇
DealingFuturesAdvising
BDJ8172025-03-18
MA Li 馬力
DealingFutures
BBG5352025-03-07
CHOW Wing Yan, Joseph 周永忻
Asset Mgmt
AQZ6642025-03-05
DUAN Zhijian 段之鍵
Asset Mgmt
BRH0962025-02-24
SUEN Wing Sze Camille 孫穎詩
DealingFutures
BUC6262025-01-23
LUAN Qian 栾倩
DealingFuturesAdvising
BPK5842025-01-13
NG Yan Yan 吳欣欣
DealingFutures
BVT4352024-12-24
LEUNG Kai Tong 梁啟棠
DealingAdvising
ADU2762024-12-20
WEY Jyh-Jye James 魏志傑
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
BEQ2912024-12-16
XU Tianle 許天樂
DealingFutures
BVP8902024-11-22
CHEUNG Chi Lok 張熾樂
Asset Mgmt
AWC7052024-11-01
LIAO Hao Po 廖皓博
Dealing
BVK1802024-09-23

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.