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KGI Securities

凱基財富管理有限公司

KGI Securities is a mid-sized broker-dealer in Hong Kong that is part of the KGI Group, the financial services arm of the Taiwan-based CDIB & Partners Investment Holding (formerly China Development Financial). The firm offers a broad range of services including securities and futures dealing, corporate finance advisory, and asset management, catering to both retail and institutional clients. KGI has a significant retail brokerage presence in Hong Kong alongside investment banking and research capabilities focused on Greater China equities. Its comprehensive licence portfolio makes it a full-service broker competitive in both local and regional markets.

2,284
Total licensed
449
Currently active
1,623
Arrivals tracked
933
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
377
🇨🇳China
27
🇹🇼Taiwan
18
🇯🇵Japan
3
🇬🇧United Kingdom
2
🇰🇷South Korea
2
🇮🇪Ireland
1
🇮🇳India
1
🌐MT
1
🇲🇾Malaysia
1
🇸🇬Singapore
1
🇺🇸United States
1

People

Active SFC licences
Name CE# Joined
SHI RUI 石銳
DealingFutures
BYJ4642026-07-28
XU Zhuoya 徐卓雅
DealingFutures
BYE6542026-07-28
SUN Jingjing 孫晶晶
DealingFutures
BYI1542026-07-24
LIU ZHENGHAO 劉政濠
DealingFutures
BYG3492026-07-14
TSENG Chun Chieh 曾俊傑
Dealing
BUI3812026-07-13
LI HSUN CHIANG 李訓強
Dealing
BYF9452026-07-09
HOU Anna 侯安娜
DealingFutures
BYF9662026-07-09
CHWU NAN CHUN 儲南軍
DealingFutures
BYE3952026-07-09
YUEN YAT LONG ENOCH 袁日朗
DealingFutures
BYD9582026-07-09
WONG Chor Tung 王楚彤
DealingFutures
BGP7972026-07-09
WOODROW Mark Darren
Dealing
BYC2692026-06-25
LI Sze Hok 李思學
DealingFutures
BVK0192026-06-25
ZHAO YIRU 趙一如
DealingFutures
BYE1782026-06-25
HO Kwok Leung 何國樑
DealingFutures
AFN8092026-06-23
HAN SIANG TENG 韓向騰
DealingFutures
AVH6092026-06-22
YIN He 尹賀
Advising
AJM6892026-06-22
LEUNG Kun Hin Michael 梁貫軒
DealingAdvising
BYC1922026-06-22
XIE Weijie 謝偉杰
Dealing
BVK8752026-06-02
LEUNG Wai Lam 梁蔚藍
Dealing
BXW0522026-05-27
LI Xingyue 李幸悅
Dealing
BXV8472026-05-27
WU Kefan 吳克凡
DealingFutures
BHA1632026-05-27
CHENG Jian-wen 鄭健汶
DealingFutures
BXZ9272026-05-20
CHONG William 莊威麟
DealingFutures
AJH3792026-05-18
JIANG Wei 蒋伟
DealingFutures
BRP8872026-05-11
YEUNG See Ah 楊思雅
DealingFutures
ARD7612026-05-08
KUO Fang Yu 郭芳瑜
DealingFutures
BUL6522026-05-05
LEUNG Chuk Kwan Patty 梁竹君
DealingAdvising
BAL4222026-04-30
CHEN Chung-Wei 陳仲偉
DealingFutures
BEX4572026-04-09
FUNG In Nei 馮燕妮
DealingAdvising
BWS7612026-03-27
LEE Sai Ying Lisa 李世瑩
Dealing
BVO5942026-02-23
NG Ching Yee 吳靜儀
DealingFutures
BMW7752026-02-05
YIU Chun Yan Jason 姚進昕
Dealing
BVN6802026-02-02
WU Wan Ru 吳宛儒
Dealing
BIQ1102026-01-07
CHAN Chak Hung 陳澤雄
DealingAdvising
BWZ6202026-01-02
LEUNG Vivian 梁慧雲
DealingAdvisingAdv.Futures
ADT5052025-12-15
ZHU Mengxi 朱夢溪
Dealing
BXB6582025-12-15
WU Chiang Li 吳強立
DealingFuturesAsset Mgmt
ACF0832025-12-12
CHOW Ka Hang 周嘉恆
DealingFutures
BIY4852025-12-04
ZHOU Zining 周紫凝
Dealing
BXD8002025-11-18
LEE Hung Pang 李泓邦
DealingFutures
BXC7272025-11-17
KIM Jooyoung 金柱咏
Dealing
AYU1822025-11-17
KANG Ho Sang
Dealing
BHF4312025-11-13
HAN Lu 韓露
DealingFutures
BTB9942025-11-12
OU YANG Ying Chih 歐陽穎之
Dealing
BWH1772025-11-10
YIP Lai Ting Chloe 葉麗婷
Dealing
BWW8092025-09-29
YU Chin Ting 游景婷
DealingFutures
BQW3222025-09-26
XU Xinchang 徐新昌
DealingFutures
BWU6462025-09-09
HUANG Chun Chia 黃俊嘉
DealingFutures
BWS0152025-08-15
YANG Xi 楊茜
Dealing
BWO1772025-08-07
LIU Xiaoyi 劉小奕
DealingFutures
BWM1492025-07-09

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.