第一證券(香港)有限公司
First Securities (HK) is a Hong Kong-based broker-dealer and financial advisory firm licensed for securities dealing, investment advisory, corporate finance, and asset management. The firm serves a broad client base that likely includes retail investors, high-net-worth individuals, and corporate clients seeking brokerage and capital markets advisory services. Its relatively active licensed workforce indicates a functioning mid-sized operation in the competitive Hong Kong securities market. The firm generates revenue from brokerage commissions, advisory fees, and asset management mandates.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 20Source firms · arrivals 2003–present
Where talent goes
Top 8 of 20Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| LI Huajun 李華筠 Dealing | BWY570 | 2026-04-29 | |
| SUN Hao Wei 孫浩維 Dealing | BXM315 | 2026-02-24 | |
| LIU Wing Yin, Wendy 廖穎賢 Dealing | ANE330 | 2025-11-19 | |
| GAO Xiang-Le 高湘樂 Dealing | BVF858 | 2025-11-17 | |
| BERNHARD Laurent Dealing | BWN247 | 2025-08-27 | |
| WANG Lili 王麗麗 DealingAsset Mgmt | BMQ113 | 2025-05-29 | |
| TSE Hon Fai 謝瀚輝 Dealing | BTS868 | 2025-04-08 | |
| CHIU Hin Fung Sherman 趙衍鋒 Dealing | ALL685 | 2025-02-26 | |
| LIN Shan-Chih 林上智 Dealing | BGY428 | 2022-11-15 | |
| CHANG Min Chieh 張閔傑 Dealing | BSR332 | 2022-08-09 | |
| LI Henry Joseph 李顯倫 Dealing | BAK879 | 2022-08-08 | |
| TSUI Ying Kit, Marko 徐英傑 DealingAsset Mgmt | AEX669 | 2022-04-25 | |
| LEE Ngo Chim 李傲潛 Dealing | BRX832 | 2021-12-10 | |
| CHANG Cheng Yao 張承堯 Dealing | BEN865 | 2019-11-19 | |
| YUE Ho Kei 余浩淇 Dealing | AFJ021 | 2019-04-01 | |
| WU Shu-Fang 吳淑芳 Dealing | AMB390 | 2019-01-21 | |
| CHEN Ming Li 陳明莉 Dealing | APT080 | 2018-07-26 | |
| LIEN Chien-chih 連建智 Dealing | BDD349 | 2018-06-07 | |
| YANG Shu Ching 楊淑清 Dealing | BLK646 | 2018-06-04 | |
| CHOU Sheng Yuan 周聖淵 Dealing | AOE659 | 2018-05-28 | |
| LIN Shu-Mei 林淑美 Dealing | AXH618 | 2018-04-27 | |
| LUO I-Fang 羅翊方 Dealing | BBK190 | 2018-04-25 | |
| HUANG Hsin-Cheng 黃信誠 Dealing | ARE368 | 2018-04-23 | |
| YEH Hong-I 葉弘毅 Dealing | AOE625 | 2018-02-07 | |
| CHEN Chia Ling 陳佳伶 Dealing | BJV926 | 2018-02-07 | |
| LEE Yi-Chin 李怡親 Dealing | AOE703 | 2018-01-10 | |
| LIN Yu-Yu 林昱佑 Dealing | AIU208 | 2017-12-13 | |
| SU Chung-Chun 蘇宗淳 Dealing | AMQ522 | 2017-12-11 | |
| LEE Shu-ching 李淑菁 Dealing | ANV193 | 2017-12-01 | |
| HUANG Ren-Yen 黃仁彥 Dealing | AIM992 | 2017-11-20 | |
| LIN Ching Wen 林慶文 Dealing | BHE032 | 2017-02-01 | |
| LIN Hsi 林曦 Dealing | ARD244 | 2017-01-03 | |
| HUNG Tzu-Yuan 洪子原 Dealing | BIH885 | 2016-11-01 | |
| KAO Su-Jung 高淑蓉 Dealing | AFO873 | 2016-08-01 | |
| LIN Yu Ting 林育廷 Dealing | AUA690 | 2016-07-05 | |
| CHIU Wen-Chen 邱文掁 Dealing | ARF372 | 2016-06-08 | |
| CHEN Wen-Ling 陳文玲 Dealing | BGC424 | 2015-09-08 | |
| LIN Pey 林霈 Dealing | BAR095 | 2015-05-18 | |
| CHENG Wei-Shih 鄭偉仕 Dealing | BEZ540 | 2015-04-01 | |
| CHOU Chen Yi 周鎮議 Dealing | BEI943 | 2014-11-04 | |
| JEN Lu-chien 任露茜 Dealing | AWU837 | 2014-10-03 | |
| CHEN Chun-Chin 陳俊青 Dealing | BCX906 | 2014-02-18 | |
| TSENG Chieh-Ping 曾潔萍 Dealing | ANT971 | 2013-09-25 | |
| HA Chi Hsien 哈繼先 Dealing | BAT178 | 2013-09-23 | |
| LIN Yi-Ju 林宜儒 Dealing | ANT962 | 2013-07-08 | |
| LEE Hsin-Han 李信翰 Dealing | BBK155 | 2013-07-05 | |
| HWANG Fu-Hsing 黃福星 Dealing | ALW333 | 2013-05-21 | |
| CHO Yueh 卓越 Dealing | AXC104 | 2012-11-21 | |
| CHOU Shu-Huei 周淑恵 Dealing | AOH638 | 2012-09-07 | |
| CHENG Po Jen 鄭博仁 Dealing | AZR979 | 2012-07-18 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.