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Kwai Hung Securities

桂洪證券有限公司

Kwai Hung Securities is a Hong Kong-based securities firm holding licences for dealing in securities, advising on securities, advising on corporate finance, and asset management. The firm appears to be winding down or operating with minimal staff, suggesting a reduced business profile. Its licence scope indicates it historically provided brokerage, investment advisory, and potentially small-cap corporate finance services to retail and smaller corporate clients. The combination of corporate finance and asset management licences suggests it may have served as a full-service boutique for Hong Kong-listed companies and local investors.

29
Total licensed
1
Currently active
1
Arrivals tracked
14
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
CHAN Siu Lam, Donald 陳兆霖
DealingAdvisingCorp FinanceAsset Mgmt
AAE0472003-04-01