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Huatai Financial Holdings

華泰金融控股(香港)有限公司

Huatai Financial Holdings is the Hong Kong-based international platform of Huatai Securities, one of China's largest listed brokerage firms, providing a comprehensive range of capital markets services including securities and futures dealing, corporate finance, automated trading, and asset management. The firm is a significant player in cross-border transactions, particularly in facilitating Chinese companies' offshore listings on the Hong Kong Stock Exchange and supporting Stock Connect activities. Its client base includes mainland Chinese corporates, institutional investors, and high-net-worth individuals seeking offshore investment and financing solutions. Huatai has grown its international presence aggressively, including acquiring AssetMark in the US, with its Hong Kong arm serving as a key hub for its global expansion.

1,567
Total licensed
836
Currently active
552
Arrivals tracked
308
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA3 · Leveraged FX TradingRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
684
🇭🇰Hong Kong
125
🇹🇼Taiwan
3
🇰🇷South Korea
2
🇫🇷France
1
🇸🇬Singapore
1

People

Active SFC licences
Name CE# Joined
LIM Marco Jun Kit 林俊傑
DealingAdvisingAsset Mgmt
AMM4252026-04-30
XU Qiyao 徐琪瑶
DealingAdvisingCorp Finance
BXN6932026-04-30
ZHANG Ao 张傲
DealingCorp Finance
BXJ8772026-04-28
LIU Zixin 刘梓鑫
DealingCorp Finance
BXJ8912026-04-28
ZHANG Shuai 张帅
DealingCorp Finance
BXJ9452026-04-28
LIU Ruzhen 刘铷臻
DealingCorp Finance
BXK2212026-04-28
LI Xiang 李响
DealingCorp Finance
BXL4952026-04-28
GAO Xudong 高旭东
DealingCorp Finance
BXM1142026-04-28
WANG Zhiqiang 王志强
DealingCorp Finance
BXM1192026-04-28
YUAN Ye 袁野
DealingCorp Finance
BJK5662026-04-24
XU Chengwei 徐诚伟
Advising
BXO4532026-04-17
HU Xiaotong 胡小童
DealingAdvising
BXR6642026-04-17
ZHU Rudi 朱汝棣
DealingAdvising
BXT5742026-04-17
ZHANG Xingchen 張星辰
DealingFuturesLeveraged FXAdvising
BXT8092026-04-17
ZHANG Xinyuan 张馨元
DealingFuturesLeveraged FXAdvising
BXP4222026-04-10
LI Shida 李仕达
DealingFuturesAdvising
BXQ7992026-04-10
LUO Xuan 羅璇
DealingFuturesLeveraged FXAdvising
BTB6372026-04-09
LUO Zhiying 羅芷滢
DealingAdvising
BUK0022026-04-09
ZHANG Huiyuan 張惠源
DealingFuturesAdvising
BUL8722026-04-09
XU Wenxin 许文欣
DealingAdvisingCorp Finance
BXP4232026-04-09
HONG Yang 洪洋
Advising
BXP9792026-04-09
YAN Jingjing 闫京京
DealingFutures
BXQ4992026-04-09
JI Ke 季珂
Advising
BXR3122026-04-09
DENG Rui 邓睿
DealingFuturesAdvising
BXS3482026-04-09
ZHENG Xiurong 郑秀荣
DealingFuturesAdvising
BXS9692026-04-09
XIAO Di 肖鏑
DealingAdvising
BNH3592026-03-26
LI Keyi 李科毅
Advising
BXP3282026-03-26
YIP Tsun Yin Arthur 葉駿然
DealingLeveraged FXAdvising
BXN8892026-03-23
YANG Hao 楊皓
DealingFuturesAdvising
BSA3312026-03-13
SHI Qi 施琪
Advising
BXO4892026-03-13
WANG Cui 王萃
DealingFuturesLeveraged FXAdvising
BXQ7892026-03-10
QIN Qianwen 秦倩文
DealingAdvising
BUV2782026-03-02
FU Tsz Hei 傅紫曦
DealingFuturesAdvising
BGA8542026-02-24
CHEN Mengting 陈梦婷
Dealing
BXC3052026-01-30
XIAO Yao 肖瑶
DealingCorp Finance
BXI2392026-01-30
XU Zheng 徐征
DealingCorp Finance
BXI3912026-01-30
GU Feng 顾峰
DealingCorp Finance
BXI3982026-01-30
YAO Zeliang 姚泽梁
DealingCorp Finance
BXI5502026-01-30
SU Bo 苏博
DealingCorp Finance
BXI6452026-01-30
LIU Xinyu 刘欣遇
DealingCorp Finance
BXI7302026-01-30
YUAN Yi 苑艺
DealingCorp Finance
BXI9892026-01-30
LI Faming 李发明
DealingAdvisingCorp Finance
BXJ4582026-01-30
KANG Qian 康茜
DealingFuturesAdvising
BTO3152026-01-29
LI Lin 李麟
DealingAdvising
BXI0742026-01-29
LI Mengfei 李孟菲
Advising
BXJ3682026-01-29
QIAO Chunyan 乔春艳
Dealing
BXJ4712026-01-29
ZHANG Chen 張尘
DealingFuturesLeveraged FXAdvising
BXI6462026-01-27
CHOW Yuk Kei 周玉琦
DealingAdvising
APV0702026-01-06
TSUI Chun Wa 徐振華
DealingFuturesAdvising
ART8662026-01-06
XIA Jiajie 夏嘉杰
DealingFuturesLeveraged FXAdvising
BJB5842026-01-06

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.