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Huatai Financial Holdings

華泰金融控股(香港)有限公司

Huatai Financial Holdings is the Hong Kong-based international platform of Huatai Securities, one of China's largest listed brokerage firms, providing a comprehensive range of capital markets services including securities and futures dealing, corporate finance, automated trading, and asset management. The firm is a significant player in cross-border transactions, particularly in facilitating Chinese companies' offshore listings on the Hong Kong Stock Exchange and supporting Stock Connect activities. Its client base includes mainland Chinese corporates, institutional investors, and high-net-worth individuals seeking offshore investment and financing solutions. Huatai has grown its international presence aggressively, including acquiring AssetMark in the US, with its Hong Kong arm serving as a key hub for its global expansion.

1,604
Total licensed
845
Currently active
572
Arrivals tracked
320
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA3 · Leveraged FX TradingRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
667
🇭🇰Hong Kong
133
🇹🇼Taiwan
3
🇰🇷South Korea
2
🇫🇷France
1
🇸🇬Singapore
1

People

Active SFC licences
Name CE# Joined
CHAN Chung Wing 陳頌榮
DealingFuturesAdvising
BPB2572026-07-31
CHEN Lingzi 陈苓子
DealingCorp Finance
BRY6642026-07-29
CUI An 崔岸
DealingAdvising
BYF9092026-07-16
KOU Liyao 寇李尧
DealingAdvisingCorp Finance
BRT0832026-07-02
WANG Shuyao 王树尧
DealingAdvisingCorp Finance
BYA1672026-07-02
QIN JIANYI 秦健益
DealingAdvisingCorp Finance
BXY7682026-06-30
LIN Junhao 林俊豪
DealingFutures
BUO6722026-06-30
MA Xinping 馬馨萍
DealingAdvising
BUD3262026-06-30
ZHENG Mingyu 郑铭玉
DealingAdvising
BYE3482026-06-30
CHAI Jun 柴俊
DealingAdvisingCorp Finance
BYB5252026-06-26
WU Lingjun 吴灵君
DealingAdvising
BYB3182026-06-26
HE Xin 何欣
Advising
BYA7612026-06-26
CHENG Tak Him, Terence 鄭德謙
DealingCorp Finance
AYR5682026-06-26
LIU BOWEN 劉博雯
DealingAdvising
BWY5042026-06-22
TSANG Siu Hang 曾紹衡
DealingFuturesAdvising
BTV3482026-06-18
NG Ting Huen, Marco 吳庭萱
DealingAdvising
BOH4972026-06-16
ZHAO YUNZHONG 赵云中
DealingAdvising
BYB9492026-06-12
XU Ting 徐婷
Dealing
BYB5702026-06-12
CHEN Bing 陳兵
DealingFuturesLeveraged FXAdvising
BVI8232026-06-12
CHAN Chaoping 產超平
DealingFuturesLeveraged FXAdvising
BUW2132026-06-12
WANG Chi 王驰
Dealing
BYC2362026-06-05
WANG Jun 王軍
DealingAdvisingAsset Mgmt
BEO1832026-05-29
ZHANG Xuan 张璇
DealingAdvising
BXW2792026-05-27
LI Ka Lun 李嘉倫
DealingAdvisingAsset Mgmt
BFL4132026-05-27
ZHANG Dayu 张大宇
DealingAdvisingAsset Mgmt
BXT7662026-05-27
GE Qing 葛青
DealingAdvisingCorp Finance
BXW1702026-05-26
CHEN Fengqiao 陳楓橋
DealingAdvising
BRI3312026-05-26
SIN Chun Wai 單振威
DealingFuturesAdvising
BRW3662026-05-26
ZHANG Shuangning 张霜凝
Advising
BXW0072026-05-26
MA Longda 馬龍達
DealingFuturesAdvising
BXW7112026-05-26
SHEN Kun 申坤
DealingFuturesLeveraged FXAdvising
BXW7122026-05-26
SONG Liling 宋丽凌
Advising
BXW0062026-05-26
ZHANG Tianli 张天力
DealingAdvising
BVK8042026-05-26
ZENG Xiaoxiao 曾霄霄
DealingFuturesAdvising
BXW7102026-05-21
CHAU Pak Lok 周百樂
DealingAdvising
BUY7502026-05-21
WANG Dingxin 王鼎新
DealingFuturesAdvising
BMV7132026-05-21
GAO Lisha 高莉莎
DealingFuturesLeveraged FXAdvising
BWF1362026-05-14
WONG Yun Tong Anton 黃潤棠
DealingAdvising
AUR6252026-05-14
LIM Marco Jun Kit 林俊傑
DealingAdvisingAsset Mgmt
AMM4252026-04-30
XU Qiyao 徐琪瑶
DealingAdvisingCorp Finance
BXN6932026-04-30
ZHANG Ao 张傲
DealingCorp Finance
BXJ8772026-04-28
WANG Zhiqiang 王志强
DealingCorp Finance
BXM1192026-04-28
GAO Xudong 高旭东
DealingCorp Finance
BXM1142026-04-28
LI Xiang 李响
DealingCorp Finance
BXL4952026-04-28
ZHANG Shuai 张帅
DealingCorp Finance
BXJ9452026-04-28
LIU Zixin 刘梓鑫
DealingCorp Finance
BXJ8912026-04-28
YUAN Ye 袁野
DealingCorp Finance
BJK5662026-04-24
ZHU Rudi 朱汝棣
DealingAdvising
BXT5742026-04-17
HU Xiaotong 胡小童
DealingAdvising
BXR6642026-04-17
ZHANG Xingchen 張星辰
DealingFuturesLeveraged FXAdvising
BXT8092026-04-17

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.