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CITIC Securities

中信証券經紀(香港)有限公司

CITIC Securities is the Hong Kong arm of CITIC Securities Co., Ltd., China's largest investment bank by revenue and a subsidiary of the state-owned CITIC Group conglomerate. Its Hong Kong operations are licensed across the full spectrum of securities, futures, corporate finance, automated trading, and asset management activities, positioning it as a comprehensive investment bank in the offshore market. The firm primarily serves Chinese corporates, institutional investors, and sovereign clients, and is a leading underwriter of H-share IPOs, offshore bond issuances, and cross-border M&A transactions. CITIC Securities significantly expanded its international footprint through its acquisition of CLSA in 2013, though CLSA continues to operate under its own brand.

3,104
Total licensed
1,349
Currently active
864
Arrivals tracked
819
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
1004
🇭🇰Hong Kong
326
🇰🇷South Korea
6
🌐Unknown
5
🇬🇧United Kingdom
2
🇯🇵Japan
2
🇺🇸United States
2
🇲🇽Mexico
1
🇵🇭Philippines
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
LIU Sishuo 劉思鑠
DealingAdvisingAsset Mgmt
BJD4202026-10-15
SUN Zemao 孙泽茂
DealingAdvisingAsset Mgmt
BYS3682026-10-14
ZHANG Yu 張玉
DealingFuturesAdvising
BTV2822026-10-14
ZAO Chenfeng 棗晨峰
DealingFuturesAdvising
BYR4892026-10-13
FONG Yuk Hang 方煜恒
Dealing
BYO2592026-10-12
TONG Yu On 唐宇安
DealingFutures
ANT6032026-10-05
LI Jiewen 李潔文
DealingFuturesAdvising
BHH2212026-10-05
LI Jingrui 李璟睿
DealingFuturesAdvising
BYP9212026-10-05
OU Jiahuan 歐佳歡
DealingFuturesAdvising
BYO3262026-09-30
CHANG Ziqi 常子琪
DealingFuturesAdvising
BYO3582026-09-30
WANG Ting 王婷
DealingAdvisingAsset Mgmt
BYO6762026-09-30
WANG Miao 王淼
Asset Mgmt
BNY2842026-09-30
CHEN Ruiqin 陳睿欽
Dealing
BRA1002026-09-30
ZHENG Sheng 鄭升
DealingFuturesAdvising
BYM7052026-09-23
LAU Chin Yan 劉芊恩
DealingFutures
BYM5652026-09-23
JIA Yuhong 賈宇虹
DealingFuturesAdvising
BUL4502026-09-23
LI Muzi 李沐子
DealingFuturesAdvising
BYN1102026-09-23
XIAO Sixuan 肖思璇
DealingFuturesAdvising
BYO0782026-09-23
ZHANG Daile 張代樂
DealingFuturesAdvising
BYO1002026-09-23
XU Zheng 徐峥
Dealing
BYQ9842026-09-22
YANG Wei 楊唯
AdvisingCorp Finance
BQL4852026-09-15
WEN Jingcheng 温竟成
DealingAdvisingAsset Mgmt
BVK7552026-09-11
GAO Junyu 高骏宇
Dealing
BYM9722026-09-11
YANG Yang 楊陽
AdvisingCorp Finance
AVK9632026-09-10
HONG Yang 洪揚
DealingAdvisingAsset Mgmt
BYN8162026-09-10
ZHANG Yongle 张永乐
DealingAdvisingAsset Mgmt
BYN4032026-09-08
ZHANG Haozhong 张浩中
AdvisingCorp Finance
BYF1772026-09-08
TANG Zi You 丁紫莜
DealingFuturesAdvising
BVK0852026-09-03
ZHANG Huizi 張惠梓
Asset Mgmt
BQB9262026-09-03
LIN Mengdi 林梦迪
AdvisingCorp Finance
BNB1522026-09-01
ZHOU Xiaohan 周小寒
DealingFuturesAdvising
BYJ8532026-08-28
DING Haisu 丁海粟
DealingFuturesAdvising
BYJ8512026-08-28
XU Shizhe 徐詩哲
DealingFuturesAdvising
BYK3832026-08-28
LEE Siu Yin Vincent 李紹賢
DealingFutures
BYI8932026-08-27
LI Tianying 李天颖
AdvisingAsset Mgmt
BYK5322026-08-26
GAO Yujian 高宇健
DealingAdvisingAsset Mgmt
BYL0022026-08-26
ZHANG Xizhengde 張席正德
DealingFuturesAdvising
BYJ6192026-08-26
WEI Zhilong 魏志龙
AdvisingCorp Finance
BXS2122026-08-24
WU Xiaotong 吴晓桐
DealingFutures
BYJ5192026-08-24
GONG Yingqi 龔穎琪
DealingFuturesAdvising
BYJ8282026-08-17
JIANG Jinling 江金玲
DealingFuturesAdvising
BYJ8922026-08-17
LAU Siu Lik 樓小力
AdvisingCorp Finance
BDW3012026-08-14
LIU Mengjia 刘梦佳
AdvisingCorp Finance
BXN5752026-08-13
LANG Batu 郎巴图
AdvisingCorp Finance
BXL0392026-08-13
YAM Kin Chiu 任健超
AdvisingCorp Finance
AYY6192026-08-12
HUANG Dylan 黃翊倫
DealingFuturesAdvising
BYH9222026-08-12
WANG Lukuan 王路宽
DealingAdvisingAsset Mgmt
BYF7812026-08-06
XIAO Weibai 肖偉柏
DealingFuturesAdvising
BYI4952026-08-05
LIN Yuen Ying 林琬凝
AdvisingCorp Finance
BFX4942026-08-04
LI Mengyi 李梦怡
AdvisingAsset Mgmt
BYG3362026-08-03

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.