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Guotai Junan

國泰君安證券(香港)有限公司

Guotai Junan is the Hong Kong subsidiary of Guotai Junan Securities, one of China's top three full-service brokerage and investment banking groups by revenue, backed by the Shanghai state-owned SASAC. Its Hong Kong operation is licensed across the full spectrum including leveraged forex, securities, futures, corporate finance, automated trading, and asset management, enabling a comprehensive investment banking and brokerage offering. The firm serves institutional investors, Chinese enterprises seeking offshore listings and financing, and retail clients, with notable strength in H-share equity underwriting, bond issuance, and cross-border advisory. Guotai Junan International has grown its Hong Kong presence substantially as part of its parent group's internationalisation strategy.

1,584
Total licensed
598
Currently active
681
Arrivals tracked
508
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA3 · Leveraged FX TradingRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
355
🇭🇰Hong Kong
236
🌐Unknown
5
🇬🇧United Kingdom
1
🇷🇺Russia
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
SUN Jinliang 孙金良
Corp Finance
BYS0492026-10-16
TANG Wenyu 汤文宇
Corp Finance
BYR9102026-10-16
LIU Jingyu 刘婧昱
Corp Finance
BYR7772026-10-16
GE Junjie 葛俊杰
Corp Finance
BYR7762026-10-16
SONG Chao 宋超
Corp Finance
BYS5342026-10-14
TIAN Ruixin 田瑞忻
DealingCorp Finance
BYS4972026-10-14
FU Tianmin 付天民
DealingCorp Finance
BNS3682026-10-12
XIE Yiming 謝一銘
DealingAdvising
BWX2102026-10-12
WU Wuhui 吴武辉
Corp Finance
BYR6612026-10-08
LANG Yiwei 郎亦炜
Corp Finance
BYR4522026-10-07
ZHANG Zhengyu 张征宇
Corp Finance
BYR2822026-10-07
ZHANG Yueqian 张跃骞
Corp Finance
BYR2662026-10-05
YU Baohua 余宝华
Corp Finance
BYR2652026-10-05
PENG Danni 彭丹妮
DealingCorp Finance
BYQ3772026-09-30
CHUK Wing Sum, Victoria 祝詠琛
Corp Finance
BHD8592026-09-29
SU Anqi 蘇安琪
Corp Finance
BYQ4242026-09-28
ZHANG Daohui 张道辉
Corp Finance
BYP2142026-09-24
SHAO Yang 邵阳
Corp Finance
BPG2092026-09-24
LIU Xingchen 劉星辰
Dealing
BUZ4272026-09-23
HE Huan 何欢
Corp Finance
BYP1782026-09-23
FENG Wenbing 冯文彬
Corp Finance
BYO3962026-09-23
LI Jingrui 李婧瑞
DealingAdvising
BYP2032026-09-22
LEI Chung Hon 李宗翰
DealingFuturesAdvising
BYP9382026-09-21
WANG Qinnan 王沁楠
DealingFuturesAdvisingAdv.Futures
BYP8422026-09-21
HU Xiao 胡晓
Corp Finance
BYP9402026-09-21
TAO Chenyang 陶晨阳
Corp Finance
BYQ1292026-09-21
LU Hanxiao 卢含笑
Corp Finance
BYP1762026-09-21
CHENG Qianzhi 成浅之
Advising
BYO8652026-09-18
SHI Yi 施熠
Dealing
BSR4122026-09-18
YANG Fan 杨凡
Corp Finance
BYO9382026-09-17
XIE Yunhui 谢云晖
Corp Finance
BYO8662026-09-17
LI Yinan 李伊楠
Corp Finance
BYP0442026-09-16
ZHANG Zhenming 张振明
Corp Finance
BYO6512026-09-16
XIE Zirun 謝子潤
DealingAdvising
BYO5422026-09-15
ZHANG Yiyang 張亦阳
DealingFuturesAdvising
BYO5082026-09-15
DING Jie 丁杰
DealingCorp Finance
BSY4032026-09-14
LIU Qishuo 刘麒硕
Advising
BYO4132026-09-14
LU Wenchong 鲁文冲
DealingCorp Finance
BYO2812026-09-14
ZHU Ruixue 朱瑞雪
Corp Finance
BYO8672026-09-14
ZHANG Hairong 张海榕
Advising
BYO5072026-09-14
LIN Fengwei 林烽炜
Corp Finance
BYO5602026-09-14
HAN Chu 韩楚
Corp Finance
BYP0552026-09-14
CHEN Yifan 陈亦凡
Advising
BYO3042026-09-11
XU Nandi 徐楠迪
Corp Finance
BYO3502026-09-10
DING Yuping 丁雨萍
DealingAdvising
BYO2952026-09-10
JI Yiran 纪逸然
Corp Finance
BYN7542026-09-10
DING Yifei 丁一飛
DealingAdvisingAsset Mgmt
BAH3282026-09-10
LI Ruixing 李睿興
DealingCorp Finance
BUY2702026-09-01
YANG Chen 楊琛
Dealing
BNJ3152026-08-31
ZHAO Jiahui 趙佳慧
Corp Finance
BYN8312026-08-31

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.