國泰君安證券(香港)有限公司
Guotai Junan is the Hong Kong subsidiary of Guotai Junan Securities, one of China's top three full-service brokerage and investment banking groups by revenue, backed by the Shanghai state-owned SASAC. Its Hong Kong operation is licensed across the full spectrum including leveraged forex, securities, futures, corporate finance, automated trading, and asset management, enabling a comprehensive investment banking and brokerage offering. The firm serves institutional investors, Chinese enterprises seeking offshore listings and financing, and retail clients, with notable strength in H-share equity underwriting, bond issuance, and cross-border advisory. Guotai Junan International has grown its Hong Kong presence substantially as part of its parent group's internationalisation strategy.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 20Source firms · arrivals 2003–present
Where talent goes
Top 8 of 20Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| CHAN Ka Yee 陳家怡 DealingCorp Finance | AGK773 | 2026-05-06 | |
| ZHUO Yixuan 卓洢萱 Advising | BXU791 | 2026-05-04 | |
| FENG Lujia 馮露葭 DealingAdvising | BXY535 | 2026-04-30 | |
| WANG Zirong 王梓蓉 Advising | BXB690 | 2026-04-27 | |
| ZHANG Li 張莉 DealingAdvising | BXX717 | 2026-04-27 | |
| LIU Gaoyu 刘高宇 DealingAdvising | BXX234 | 2026-04-20 | |
| MA Zhao 馬釗 DealingAdvising | BXX399 | 2026-04-17 | |
| LI Ke 李珂 DealingAdvising | BGM281 | 2026-04-16 | |
| YANG Qingqing 楊晴晴 Dealing | BXU691 | 2026-04-14 | |
| LI Jian 李健 Advising | BXU360 | 2026-03-20 | |
| DENG Chengqi 邓铖琦 Advising | BXR408 | 2026-03-19 | |
| WU Peng 伍鵬 Dealing | BXS319 | 2026-02-27 | |
| TONG Yee Lam 唐以霖 DealingFuturesAdvising | BWS792 | 2026-02-26 | |
| SHAW Jensens 邵將星 DealingFuturesAdvising | AXA403 | 2026-02-23 | |
| GUO Yucheng 郭禹呈 DealingAdvising | BXQ570 | 2026-02-23 | |
| CHENG Yitong 程已桐 DealingAdvising | BXQ806 | 2026-02-23 | |
| TAN Junwei 譚俊維 Dealing | BUC761 | 2026-02-20 | |
| ZHANG Junshuo 張峻碩 Dealing | BXN970 | 2026-02-10 | |
| LUAN Mingze 栾明澤 DealingAdvising | BXP413 | 2026-02-10 | |
| CAI Shixin 蔡時欣 DealingAdvising | BMH732 | 2026-02-05 | |
| ZHU Ying 祝穎 Dealing | ALU849 | 2026-02-03 | |
| DU Chao 杜超 Dealing | BJP470 | 2026-02-02 | |
| WU Tu 吳圖 Advising | BWG085 | 2026-02-02 | |
| HUANG Haipei 黃海培 DealingFuturesAdvising | BXN102 | 2026-02-02 | |
| CHEN Jianyu 陳建宇 Corp Finance | BSZ604 | 2026-01-29 | |
| WANG Xuekun 王雪錕 Dealing | BRV954 | 2026-01-28 | |
| DAI Yunfei 戴韵菲 DealingCorp Finance | BSY421 | 2026-01-28 | |
| WU Hangxiao 吴航霄 Corp Finance | BXL747 | 2026-01-28 | |
| CHEN Huaizhe 陳懷哲 DealingAdvising | BXM376 | 2026-01-28 | |
| HAN Yuqian 韓玉倩 DealingAdvising | BXL420 | 2026-01-21 | |
| ZHANG Lei 张蕾 Corp Finance | BXH580 | 2026-01-13 | |
| CHAN Shing Yip 陳成業 DealingAdvising | BXJ636 | 2026-01-12 | |
| ZHAO Wenzhe 趙文哲 DealingAdvising | BXH575 | 2026-01-06 | |
| LV Sihui 呂思慧 DealingCorp Finance | BGB553 | 2026-01-05 | |
| ZHANG Fan 張帆 DealingAdvisingAsset Mgmt | AZE638 | 2026-01-02 | |
| WU Yujia 吳雨加 Dealing | BXH585 | 2025-12-23 | |
| WU Qihao 吴啟濠 Corp Finance | BVC289 | 2025-12-18 | |
| SHEN Zhuoxin 沈卓鑫 Corp Finance | BXH579 | 2025-12-18 | |
| LAU Tse Yan 劉祉慇 DealingFuturesAdvising | BIT843 | 2025-12-16 | |
| HUA Yukun 華于焜 DealingAdvising | BXF031 | 2025-12-11 | |
| MA Jing 馬晶 DealingAdvising | BXF795 | 2025-12-11 | |
| TUO Fang 庹方 Dealing | BRR546 | 2025-12-08 | |
| LI Tan, Jean 李丹 DealingCorp Finance | AQH516 | 2025-12-03 | |
| SHEN Yiming 沈亦铭 Corp Finance | BXF024 | 2025-12-03 | |
| YAO Jianing 姚嘉宁 DealingCorp Finance | BXF037 | 2025-12-03 | |
| PANG Junwen 庞钧文 Advising | BXF178 | 2025-12-03 | |
| HAN Jianbo 韩剑波 Corp Finance | BXF191 | 2025-12-03 | |
| CAO Xinger 曹星儿 Corp Finance | BXF194 | 2025-12-03 | |
| YU Bing 俞冰 Dealing | BXF196 | 2025-12-03 | |
| ZENG Yaxin 曾雅欣 Corp Finance | BXE999 | 2025-12-02 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.