SSFC Flows
← All firms
Broker-DealerActive

Guotai Junan

國泰君安證券(香港)有限公司

Guotai Junan is the Hong Kong subsidiary of Guotai Junan Securities, one of China's top three full-service brokerage and investment banking groups by revenue, backed by the Shanghai state-owned SASAC. Its Hong Kong operation is licensed across the full spectrum including leveraged forex, securities, futures, corporate finance, automated trading, and asset management, enabling a comprehensive investment banking and brokerage offering. The firm serves institutional investors, Chinese enterprises seeking offshore listings and financing, and retail clients, with notable strength in H-share equity underwriting, bond issuance, and cross-border advisory. Guotai Junan International has grown its Hong Kong presence substantially as part of its parent group's internationalisation strategy.

1,492
Total licensed
522
Currently active
668
Arrivals tracked
499
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA3 · Leveraged FX TradingRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
257
🇭🇰Hong Kong
219
🇬🇧United Kingdom
1
🇷🇺Russia
1
🇹🇼Taiwan
1

People

Active SFC licences
Name CE# Joined
JIA Ruixing 贾瑞兴
Corp Finance
BYJ6342026-07-30
KANG Li 康礼
Corp Finance
BYJ1882026-07-30
HAN Shixian 韩仕贤
Corp Finance
BYJ1942026-07-29
GUO Yuxuan 郭宇轩
Corp Finance
BYJ1842026-07-29
YU Dong 余冬
Corp Finance
BYJ1802026-07-29
WANG Rui 王睿
Corp Finance
BVS6022026-07-27
LI Zihan 李紫涵
Corp Finance
BYI9452026-07-23
CAI Rui 蔡锐
Corp Finance
BYI8722026-07-23
TANG Shiliang 唐世良
Corp Finance
BYI2992026-07-23
XU Xiaohui 徐曉輝
Corp Finance
BBT1182026-07-22
CAI Keying 蔡可颖
Dealing
BUG5482026-07-21
WANG Siyuan 王思元
DealingFuturesAdvising
BYH6332026-07-15
LO Wai Kit 盧偉杰
DealingAdvising
BVM9002026-07-13
ZHI Yajing 職亞婧
DealingAdvising
BWF0692026-07-13
HU Ruoyu 胡若愚
DealingCorp Finance
BYG5672026-07-13
HAN Gege 韓格格
Corp Finance
BYF3252026-07-07
WEI Hongming 位洪明
Corp Finance
BYE8842026-06-26
LI Zhi 李智
Corp Finance
BYE8832026-06-26
ZHANG Xiaotian 张啸天
Corp Finance
BYE6572026-06-26
DAI Jiahui 代佳慧
DealingCorp Finance
BYE8882026-06-26
XU Jiayi 許嘉藝
DealingAdvising
BYE7512026-06-25
HE Yafei 賀雅菲
DealingFuturesAdvising
BYE9252026-06-25
LU Anqi 陸安祺
DealingCorp Finance
BYE4562026-06-24
TSUI Shek Hung 徐碩鴻
DealingFuturesAdvising
BGK7042026-06-24
BAI Mingrui 白明瑞
Corp Finance
BVO6112026-06-24
CHUNG Cheung Chak 鍾長翟
Corp Finance
BQR9022026-06-22
XUE Fei 薛飛
Dealing
AZR5322026-06-22
LI Yongyue 李永月
Corp Finance
BYC9532026-06-22
MENG Peng 孟鹏
Corp Finance
BYC9542026-06-22
WANG Rui 汪鋭
DealingAdvising
BYE1012026-06-18
WANG Qikang 王祺康
Corp Finance
BYC6812026-06-17
POON Ho Ying, Irene 潘可盈
DealingCorp Finance
AIL0642026-06-17
SHUPLETSOV Alexander
DealingCorp Finance
BUT5542026-06-15
ZHANG Jinghan 張婧涵
Corp Finance
BYB9622026-06-09
PAN Xuanling 潘炫靈
DealingCorp Finance
BXS3672026-06-09
HAN Wenyu 韓文鈺
DealingCorp Finance
BSM5532026-06-09
BAO Boyi 鮑波屹
DealingCorp Finance
BYB1762026-06-08
DUAN Wei 段偉
DealingCorp Finance
BQT3252026-06-08
CHUNG Wan Tong 鍾宛彤
Corp Finance
BWZ4772026-06-05
WANG Tianyang 王天揚
DealingCorp Finance
BYB0232026-06-05
WU Yijun 鄔宜君
Corp Finance
BYB1572026-06-05
LU Yanbo 蘆彦博
Corp Finance
BYB3172026-06-04
ZHANG Yiming 張軼明
Corp Finance
BYB6052026-06-04
HAN Sihao 韓思昊
DealingCorp Finance
BWG1172026-06-04
YANG Bowen 楊博文
Corp Finance
BWI7282026-06-04
HAN Niange 韓念格
DealingCorp Finance
BYB2482026-06-04
ZHU Yuxin 朱宇欣
DealingAdvising
BVS1302026-06-01
HUI Ting Fan 許婷勛
DealingAdvising
BSS0812026-05-28
YANG Jiarui 楊佳睿
DealingCorp Finance
BUH9612026-05-28
LIU Ji 劉霽
DealingCorp Finance
BMR6432026-05-28

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.