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Guotai Junan

國泰君安證券(香港)有限公司

Guotai Junan is the Hong Kong subsidiary of Guotai Junan Securities, one of China's top three full-service brokerage and investment banking groups by revenue, backed by the Shanghai state-owned SASAC. Its Hong Kong operation is licensed across the full spectrum including leveraged forex, securities, futures, corporate finance, automated trading, and asset management, enabling a comprehensive investment banking and brokerage offering. The firm serves institutional investors, Chinese enterprises seeking offshore listings and financing, and retail clients, with notable strength in H-share equity underwriting, bond issuance, and cross-border advisory. Guotai Junan International has grown its Hong Kong presence substantially as part of its parent group's internationalisation strategy.

1,434
Total licensed
479
Currently active
645
Arrivals tracked
485
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA3 · Leveraged FX TradingRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
252
🇭🇰Hong Kong
218
🇬🇧United Kingdom
1
🇹🇼Taiwan
1

People

Active SFC licences
Name CE# Joined
CHAN Ka Yee 陳家怡
DealingCorp Finance
AGK7732026-05-06
ZHUO Yixuan 卓洢萱
Advising
BXU7912026-05-04
FENG Lujia 馮露葭
DealingAdvising
BXY5352026-04-30
WANG Zirong 王梓蓉
Advising
BXB6902026-04-27
ZHANG Li 張莉
DealingAdvising
BXX7172026-04-27
LIU Gaoyu 刘高宇
DealingAdvising
BXX2342026-04-20
MA Zhao 馬釗
DealingAdvising
BXX3992026-04-17
LI Ke 李珂
DealingAdvising
BGM2812026-04-16
YANG Qingqing 楊晴晴
Dealing
BXU6912026-04-14
LI Jian 李健
Advising
BXU3602026-03-20
DENG Chengqi 邓铖琦
Advising
BXR4082026-03-19
WU Peng 伍鵬
Dealing
BXS3192026-02-27
TONG Yee Lam 唐以霖
DealingFuturesAdvising
BWS7922026-02-26
SHAW Jensens 邵將星
DealingFuturesAdvising
AXA4032026-02-23
GUO Yucheng 郭禹呈
DealingAdvising
BXQ5702026-02-23
CHENG Yitong 程已桐
DealingAdvising
BXQ8062026-02-23
TAN Junwei 譚俊維
Dealing
BUC7612026-02-20
ZHANG Junshuo 張峻碩
Dealing
BXN9702026-02-10
LUAN Mingze 栾明澤
DealingAdvising
BXP4132026-02-10
CAI Shixin 蔡時欣
DealingAdvising
BMH7322026-02-05
ZHU Ying 祝穎
Dealing
ALU8492026-02-03
DU Chao 杜超
Dealing
BJP4702026-02-02
WU Tu 吳圖
Advising
BWG0852026-02-02
HUANG Haipei 黃海培
DealingFuturesAdvising
BXN1022026-02-02
CHEN Jianyu 陳建宇
Corp Finance
BSZ6042026-01-29
WANG Xuekun 王雪錕
Dealing
BRV9542026-01-28
DAI Yunfei 戴韵菲
DealingCorp Finance
BSY4212026-01-28
WU Hangxiao 吴航霄
Corp Finance
BXL7472026-01-28
CHEN Huaizhe 陳懷哲
DealingAdvising
BXM3762026-01-28
HAN Yuqian 韓玉倩
DealingAdvising
BXL4202026-01-21
ZHANG Lei 张蕾
Corp Finance
BXH5802026-01-13
CHAN Shing Yip 陳成業
DealingAdvising
BXJ6362026-01-12
ZHAO Wenzhe 趙文哲
DealingAdvising
BXH5752026-01-06
LV Sihui 呂思慧
DealingCorp Finance
BGB5532026-01-05
ZHANG Fan 張帆
DealingAdvisingAsset Mgmt
AZE6382026-01-02
WU Yujia 吳雨加
Dealing
BXH5852025-12-23
WU Qihao 吴啟濠
Corp Finance
BVC2892025-12-18
SHEN Zhuoxin 沈卓鑫
Corp Finance
BXH5792025-12-18
LAU Tse Yan 劉祉慇
DealingFuturesAdvising
BIT8432025-12-16
HUA Yukun 華于焜
DealingAdvising
BXF0312025-12-11
MA Jing 馬晶
DealingAdvising
BXF7952025-12-11
TUO Fang 庹方
Dealing
BRR5462025-12-08
LI Tan, Jean 李丹
DealingCorp Finance
AQH5162025-12-03
SHEN Yiming 沈亦铭
Corp Finance
BXF0242025-12-03
YAO Jianing 姚嘉宁
DealingCorp Finance
BXF0372025-12-03
PANG Junwen 庞钧文
Advising
BXF1782025-12-03
HAN Jianbo 韩剑波
Corp Finance
BXF1912025-12-03
CAO Xinger 曹星儿
Corp Finance
BXF1942025-12-03
YU Bing 俞冰
Dealing
BXF1962025-12-03
ZENG Yaxin 曾雅欣
Corp Finance
BXE9992025-12-02

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.