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Yuanta

元大證券(香港)有限公司

Yuanta is the Hong Kong subsidiary of Yuanta Financial Holding, one of Taiwan's largest financial conglomerates, operating as a full-service broker-dealer and asset manager in the city. Its business covers equities and futures brokerage, leveraged forex trading, corporate finance advisory, and fund management, generating revenue from trading commissions, underwriting fees, and management fees. The firm primarily targets retail and institutional investors, particularly those with cross-strait investment interests between Hong Kong, Taiwan, and mainland China. Yuanta leverages its strong Taiwanese parent network to serve Taiwanese corporates and investors seeking access to Hong Kong and broader Asian capital markets.

1,191
Total licensed
167
Currently active
715
Arrivals tracked
630
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA3 · Leveraged FX TradingRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
98
🇹🇼Taiwan
35
🇨🇳China
26
🇸🇬Singapore
2
🇬🇧United Kingdom
1
🇰🇷South Korea
1

People

Active SFC licences
Name CE# Joined
WU JIA RONG 吳佳容
Dealing
BXX4132026-05-06
SHU Yingming 舒英銘
DealingFutures
BXS8632026-04-29
CHOU Chia Yu 周家瑜
Dealing
BXS1122026-04-13
RUSLI Andre 李寶元
Dealing
BXP5102026-04-09
JEN Chun-Hsing 任俊行
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
BHD7212026-03-13
LIANG YUJIE - 梁瑜婕
Dealing
BXO5212026-03-02
FENG Ronald Sheng-kai 馮勝愷
Dealing
BWX0952025-11-21
FENG Tingting 馮婷婷
DealingFutures
BXB0482025-11-13
SAN Yau 辛楺
DealingAsset Mgmt
BVO4392025-10-21
YEUNG Kwok Kei 楊國基
DealingFutures
BBB0862025-08-28
GU Wensi 顧文思
DealingFutures
BWM1062025-08-22
LI Bingyang 李冰洋
DealingAdvisingAsset Mgmt
BVG9402025-08-13
HSU Li-Wen 許瓈文
DealingFuturesAdvisingAdv.Futures
ASO8962025-07-21
HUANG WEI 黃煒
DealingFuturesAdvisingAdv.Futures
BKC1362025-07-17
TSAI Yi Cheng 蔡易成
Dealing
BWH8072025-07-14
CHEN Chih-Kuo 陳治國
Advising
AKW4432025-06-24
CHUI Nang Ching 徐能靜
Dealing
BWH8152025-06-20
LAM Ngai Hin 林巍軒
DealingFutures
BGL2212025-06-17
CHENG Yu Shing 鄭裕盛
DealingFutures
BME6872025-06-17
LIU JINGYI 劉靜怡
Futures
BWI3902025-06-17
YOON Yong Joong John 尹容重
Dealing
BWF3902025-06-12
YAO Xiaolong 姚小龍
DealingAdvising
BWG9062025-05-26
CHIU Sui Ling 趙瑞玲
DealingAsset Mgmt
BNV8032025-05-22
GUO Siyuan 郭思源
Dealing
BOQ0592025-04-28
LI Zhihui 李致慧
DealingFutures
BVW9422025-04-08
YU Xintong 于昕潼
DealingAsset Mgmt
BRM2652025-02-14
LI Lianfang 李蓮芳
Dealing
BEJ7592025-01-10
HO Yan Nung Xavier 何欣濃
DealingAsset Mgmt
BVO3002025-01-06
TSAI Ching Hong 蔡澄康
DealingFutures
BNQ9062024-12-24
CHANG Yan Jie 張硯傑
DealingFutures
BVO6032024-11-22
LAU Hing Tat David 劉興達
DealingFutures
BLA4812024-11-15
WU Bei-Jeng 吳佩真
Dealing
BNV7262024-10-16
HU Jiahao 胡佳豪
DealingFutures
BVL1462024-10-04
WANG Ming-Chih
Dealing
AOX1522024-08-28
LIN Chih-Chien 林志謙
Dealing
AMB1962024-08-19
KUO Li Hsin 郭莉欣
DealingFutures
BVA7272024-08-06
TEO Kim Guan 張金源
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
ANX4592024-08-02
CHANG Hsien-Chun 張憲鈞
DealingAdvising
APO8682024-05-08
CHEN Pei Chi 陳佩琪
DealingAdvising
BUS6202024-05-08
HUNG Ka Wing, Jimson 洪嘉榮
DealingFutures
BDV9342024-03-07
WANG Lijuan 王麗娟
DealingFuturesAdvisingAsset Mgmt
BUM5992024-03-05
WONG Wai Sing 黃偉聲
DealingFutures
AWI3302024-01-11
SO Siu Tung 蘇筱桐
Dealing
BUG3932023-12-06
YUEN Ka Yan 袁嘉欣
DealingFutures
BLR3082023-10-26
FONG Shu Wing 方樹榮
DealingFutures
BEU8682023-10-20
BU Yuyao 卜羽瑶
Dealing
BUC1452023-10-20
WANG LI I 王立弈
Dealing
BMY5822023-07-18
HSU Chia Hua 許家華
Dealing
BTT2372023-07-11
XU Jiaqi 徐嘉琪
DealingFutures
BGX9472023-06-27
MAN Ho Feng 文灝峰
Futures
BSB9362023-06-14

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.