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Zhongrong Securities

中融平和證券有限公司

Zhongrong Securities is the Hong Kong arm of a mainland Chinese securities firm, holding an unusually comprehensive set of SFC licences covering securities, futures, leveraged forex, advisory, corporate finance, and asset management. The firm serves institutional and corporate clients seeking access to Hong Kong and international capital markets, particularly cross-border flows involving Chinese entities. Its broad licence portfolio enables it to offer a full suite of brokerage, advisory, and investment management services to its client base. The firm is associated with Zhongrong International, part of the Zhongrong Group, which has been active in various financial services across China.

174
Total licensed
22
Currently active
81
Arrivals tracked
86
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA3 · Leveraged FX TradingRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
19
🇨🇳China
3

People

Active SFC licences
Name CE# Joined
YU Kin Sing, Sting 余建升
Futures
ADU4682025-12-17
NG Suk Yee, Amanda 吳淑儀
DealingAdvising
ATO2012023-10-25
DAI Luqian 代露茜
DealingFuturesAdvisingAdv.Futures
BAX9282021-02-03
GU Chuan
DealingAdvising
AVL4432017-05-24
JIANG Zhiwei 蔣志偉
FuturesAsset Mgmt
AZJ5222014-11-13
LO Hon Keung 盧漢強
DealingFutures
BCD4932014-06-05
CHOU Cho Fan, Jonathan 仇祖薰
DealingFutures
AST3162009-04-17
LEE Kwok Wing 李國榮
DealingLeveraged FX
ADE9842008-07-29
AU Wai Ching 區惠貞
DealingFuturesLeveraged FX
ABY8882008-05-27
WONG Cheung Hung 王長虹
DealingLeveraged FX
ACK0882006-10-10
CHAU Lai Wa 周禮華
Dealing
AMU8952006-01-13
YIP Tin Yau, Oliver 葉天佑
DealingFuturesLeveraged FX
ACL4242005-10-20
MAN Ki Yung 文琪容
Dealing
AGJ6462004-11-12
CHOI Kwai Ping 蔡貴平
DealingAdvisingCorp FinanceAsset Mgmt
AAA8242003-04-01
CHOU Si Kit, James 仇詩傑
DealingFuturesLeveraged FXAdvisingAdv.FuturesCorp FinanceAsset Mgmt
AAG5042003-04-01
LO Hau Yin 盧巧賢
DealingAdvisingCorp FinanceAsset Mgmt
AAG5422003-04-01
TSUI Sui Yee, Dalis 徐瑞儀
DealingFuturesLeveraged FXAdvisingAdv.FuturesAsset Mgmt
AAG5472003-04-01
SIT Man Ah, May 薛曼亞
DealingAdvisingCorp FinanceAsset Mgmt
AAK2242003-04-01
YIP Mei Lai 葉美麗
DealingFuturesLeveraged FXAdvisingCorp FinanceAsset Mgmt
AAK4882003-04-01
CHUI Yat Fai 徐日輝
DealingAdvisingCorp FinanceAsset Mgmt
AAY0892003-04-01
LAM Chun Kit, Geoffrey 林俊傑
DealingFuturesLeveraged FXAdvisingCorp Finance
ABY8862003-04-01
NG Miranda 伍伶英
DealingAdvisingCorp FinanceAsset Mgmt
AEH6842003-04-01