SSFC Flows
← All firms
Investment BankActive

China Enterprise Securities Company Limited

華業金控證券有限公司

China Enterprise Securities Company Limited is a Hong Kong-based securities and financial services firm with a comprehensive licence suite covering securities and futures dealing, advisory across multiple asset classes, corporate finance, and asset management. The firm appears to be associated with Chinese enterprise interests and provides a full range of brokerage, advisory, and asset management services. Its client base likely includes mainland Chinese investors, institutional clients, and corporates seeking access to Hong Kong's capital markets. The firm operates as a mid-sized, full-service broker-dealer with a Greater China focus.

69
Total licensed
5
Currently active
44
Arrivals tracked
36
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
2
🇫🇷France
1

People

Active SFC licences
Name CE# Joined
ZHANG Philippe
AdvisingAsset Mgmt
BVS3732025-01-07
HUANG Meng 黃萌
DealingAdvising
BRR2872021-10-19
TIAN Linyang 田林洋
DealingFuturesAdv.FuturesAsset Mgmt
ARR3442020-04-24
KWONG Wan Wa 鄺韻樺
DealingAdvisingAsset Mgmt
AFS6052020-02-25
YING Tak Sun Nelson 應德信
DealingAdvisingAsset Mgmt
AMY7802019-05-02