SSFC Flows
← All firms
Broker-DealerActive

Sino-Rich Securities & Futures Limited

中順證券期貨有限公司

Sino-Rich Securities & Futures Limited is a Hong Kong broker-dealer and financial services firm licensed across securities and futures dealing, advisory, corporate finance, and asset management. The firm offers a full spectrum of brokerage and financial advisory services, targeting retail and institutional investors as well as corporate clients active in the Greater China region. Its futures dealing licence allows it to provide derivatives trading services in addition to its equity and advisory capabilities. Sino-Rich positions itself as a comprehensive financial intermediary catering to both domestic Hong Kong and mainland Chinese investor demand.

138
Total licensed
28
Currently active
104
Arrivals tracked
66
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
22
🇨🇳China
5
🇮🇩Indonesia
1

People

Active SFC licences
Name CE# Joined
KO Chi Sum 高智深
Dealing
BXC7042025-12-10
WANG Bo 王波
DealingAdvisingAsset Mgmt
AMN8892025-06-25
QIU JINGJING 邱静静
DealingFuturesAsset Mgmt
BUB0322025-06-23
WENG Liyang 翁里阳
DealingAdvisingAsset Mgmt
AYF0942025-06-16
LUO Jiaming 羅家鳴
DealingFutures
BWC6552025-05-30
ZHENG Jingyue 鄭京粤
DealingAdvisingAsset Mgmt
BWB0042025-04-16
SO Kin Fan 蘇健勳
DealingFuturesAdvisingAsset Mgmt
AFA3882025-02-18
NG Chi Hang 吳志恆
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
BVI3222024-09-09
CHEN Kin Shing 陳健成
DealingFuturesAdvisingAsset Mgmt
ACX6402024-05-30
LEUNG Yiu Hong 梁耀康
DealingAdvisingAsset Mgmt
ANR6512024-05-23
WONG Martin Leland 黃崇真
DealingAdvisingAsset Mgmt
BOZ6782023-11-01
TAI Ka Chun 戴家俊
DealingAdvisingAsset Mgmt
BPY6172023-10-20
NG Kwok To, Henry 吳國滔
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
BNH6132023-10-03
CHAN Leong Hong 陳亮匡
Dealing
BSZ2672023-05-31
HUNG Lok Ming, Gary 熊洛銘
AdvisingAdv.FuturesAsset Mgmt
ADY2882021-01-04
LIU Chujun 劉楚君
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
BPB5902019-12-24
CHENG Wa Kun 鄭華根
Dealing
AAG4732019-11-12
YUEN Tsung King, Charles 袁崇敬
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
AQD1582019-02-18
HON Yam Ip 康欽燁
DealingAdvisingAsset Mgmt
AOQ5552017-08-24
CHEUNG Ka Ho 張家豪
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
AYH6632016-05-16
YU Yi Yuan Bobo 余亦媛
Dealing
BCK7772016-02-29
CHOI Dzi Luk Fino 蔡之錄
DealingFuturesAsset Mgmt
ARR9462014-04-28
SIU Shing Hing 蕭承興
DealingFuturesAsset Mgmt
BAK9402014-04-25
CHEUNG Ka Keung, Andy 張家強
DealingFutures
ABS4772013-12-16
BUDIHARDJO Wilhelm Soeharsono 沈振偉
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
ACJ2512011-08-22
TSUN Tracy Chui Shan 秦翠珊
Dealing
AXV5792011-08-19
SHING Yan 盛欣
DealingFutures
AMH3852011-03-21
TSE Cheung Fat, Jude 謝祥發
DealingAdvisingCorp FinanceAsset Mgmt
AAY4312003-04-01