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New Region Securities

恒盛證券有限公司

New Region Securities is a full-service Hong Kong securities firm holding licences across dealing, advisory, corporate finance, and asset management. The firm provides brokerage execution, investment advice, corporate finance advisory, and portfolio management services, catering to a diverse mix of retail and institutional clients. Its broad licence scope suggests it serves clients ranging from individual investors to small and mid-cap corporates seeking listing or fundraising support. It operates as a mid-tier independent broker in Hong Kong's competitive securities market.

36
Total licensed
10
Currently active
11
Arrivals tracked
9
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
8
🇨🇳China
2

People

Active SFC licences
Name CE# Joined
ZHU Gang 祝剛
Asset Mgmt
BWD4522025-06-11
MAK Ho Ming 麥皓明
DealingAdvisingAsset Mgmt
BAJ4192024-11-08
LEUNG Yat Kan 梁日勤
DealingAsset Mgmt
BQF2542024-03-21
FAN Ivan 樊一翰
DealingAsset Mgmt
BSW9932022-10-24
CHU Ka Wang Henry 朱家弘
DealingAsset Mgmt
BNV8602021-07-20
WONG Ka Wai, Kavi 黃嘉威
DealingAdvisingAsset Mgmt
ALQ4022020-11-02
YU Yau Chun 余幼珍
Dealing
ACS2102018-01-02
CHIU Dick Shing 趙迪成
Dealing
ALO4532017-02-17
TANG Wai San 鄧偉新
Dealing
ATP1492009-09-21
YAU Shun Tin 游順典
DealingAdvisingCorp FinanceAsset Mgmt
AEJ3442003-04-01